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Robert Miller

Chief Financial Officer at Capfinancial Partners

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Robert Miller is Chief Financial Officer of Capfinancial Partners, LLC, a Raleigh investment adviser managing $1.24T. Robert Miller has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Capfinancial Partners

Title on Schedule A
Chief Financial Officer
Control
Robert Miller is a control person of Capfinancial Partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Robert Miller has held the filed role since August 2021.

The firm

Capfinancial Partners, LLC
Raleigh, NC

Form ADV filed 30 September 2026

$1.24T AUM41,750 clients885 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO and Series 57TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 55 · 2009
  4. Passed Series 24 · 2008
  5. Passed Series 7 and Series 66 · 2005

Registrations and exams

Broker registration; no current adviser registration. Robert Miller has passed 7 qualifying exams.

Examinations

Series 669 June 2005
Name
Uniform Combined State Law Examination
Series 244 April 2008
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5526 June 2009
Name
Limited Representative-Equity Trader Exam
Series 72 February 2005
Name
General Securities Representative Examination

Individual record

Full name
Robert A Miller
CRD
4676260
Firm
Capfinancial Partners, LLC
Registration status
Broker registration; no current adviser registration
Firm bio
captrust.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

CAPTRUST says Robert Miller oversees firm financial reporting, budgeting, allocation and analysis as chief financial officer. Official firm biography/team page

Education

  • B.A. in economics and political science, University of North Carolina at Chapel Hill; M.B.A., Wharton School, University of Pennsylvania.Official firm biography/team page

Common questions

Where does Robert Miller work?

Robert Miller has been Chief Financial Officer of Capfinancial Partners, LLC since August 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Robert Miller have a current investment-adviser registration?

Robert Miller has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Robert Miller passed?

Robert Miller has passed 7 licensing exams: the Series 7, Series 66, Series 24, Series 55, SIE, Series 99TO and Series 57TO. The earliest, the Series 7, was passed in February 2005.

Source: IAPD individual record, checked 18 October 2026

Leadership at Capfinancial Partners

Sources

  1. IAPD individual record, CRD 4676260. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Capfinancial Partners, LLC, filed 30 September 2026. Title, control and ownership bands.
  3. Capfinancial Partners team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Robert Miller or Capfinancial Partners, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.