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Scott Hadley

Chief Advisory Officer at Hightower Advisors

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Scott Hadley is Chief Advisory Officer of Hightower Advisors, LLC, a Chicago investment adviser managing $199B. Scott Hadley has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Hightower Advisors

Title on Schedule A
Chief Advisory Officer
Control
Scott Hadley is a control person of Hightower Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Scott Hadley has held the filed role since July 2025.

The firm

Hightower Advisors, LLC
Chicago, IL

Form ADV filed 3 September 2026

$199B AUM64,035 clients953 advisers153 offices

Career on record

Firms and exams, newest first
  1. Passed Series 57TO · 2023
  2. Passed Series 10 and Series 9 · 2021
  3. Passed SIE · 2018
  4. Passed Series 66 · 2013
  5. Passed Series 7 · 2008

Registrations and exams

Broker registration; no current adviser registration. Scott Hadley has passed 6 qualifying exams.

Examinations

Series 6625 February 2013
Name
Uniform Combined State Law Examination
Series 919 July 2021
Name
General Securities Sales Supervisor - Options Module Examination
Series 1015 June 2021
Name
General Securities Sales Supervisor - General Module Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 73 November 2008
Name
General Securities Representative Examination

Individual record

Full name
Scott Roland Hadley
CRD
5186764
Firm
Hightower Advisors, LLC
Registration status
Broker registration; no current adviser registration
Firm bio
hightoweradvisors.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Hightower lists Scott Hadley as chief advisory officer. Official firm biography

Common questions

Where does Scott Hadley work?

Scott Hadley has been Chief Advisory Officer of Hightower Advisors, LLC since July 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Does Scott Hadley have a current investment-adviser registration?

Scott Hadley has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Scott Hadley passed?

Scott Hadley has passed 6 licensing exams: the Series 7, Series 66, SIE, Series 10, Series 9 and Series 57TO. The earliest, the Series 7, was passed in November 2008.

Source: IAPD individual record, checked 18 October 2026

Leadership at Hightower Advisors

Sources

  1. IAPD individual record, CRD 5186764. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Hightower Advisors, LLC, filed 3 September 2026. Title, control and ownership bands.
  3. Hightower Advisors team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Scott Hadley or Hightower Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.