Daniel Berg has been Chief Financial Officer of Hightower Advisors since April 2024, is a control person of the firm and directly owns under 5% of it. Daniel Berg holds a Bachelor's degree in finance from the University of Illinois and an MBA from the University of Chicago Booth School of Business.
Hightower Advisors, LLC is a Chicago, IL firm with $199B under management, 64,035 clients and 953 advisers across 133 offices, as of its September 2026 filing.
Dan Berg is Chief Financial Officer of Hightower. He oversees the financial planning and analysis, treasury, investor relations, controllership, billing and real estate functions at the firm. Since joining Hightower in 2012, he has held a variety of financial leadership roles within the company.
No adviser firm registrations are on Daniel Berg’s record.
Professional designations
Listed by Hightower Advisors
- Series 7 license
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 18 March 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Jeremy Berg
- CRD
- 6146365
- Firm
- Hightower Advisors · CRD 145323
- Role
- Chief Financial Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- hightoweradvisors.com
Where does Daniel Berg work?
Daniel Berg has been Chief Financial Officer of Hightower Advisors, LLC since April 2024, and is a control person of the firm.
Does Daniel Berg have a current investment-adviser registration?
Daniel Berg has a current broker registration and no current investment-adviser registration.
What exams has Daniel Berg passed?
Daniel Berg passed the Series 7 in March 2013. FINRA credited Daniel Berg with the SIE, which began in October 2018.
Is Daniel Berg registered with FINRA?
Yes. Daniel Berg has a current broker registration, under CRD 6146365.
Source: FINRA BrokerCheck
How can I verify Daniel Berg’s record?
Search CRD 6146365 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daniel Berg’s full registration record.
Lawrence RestieriChief Executive Officer
Patrick DunneChief Operating Officer- Michael BernardoChief Compliance Officer
- Douglas BessoChief Technology Officer
- Barry CovielloNational Director of Field Supervision
Scott HadleyChief Advisory Officer
Barrett LopezGeneral Counsel, Corporate and M&a- Jyothi San JuanExecutive Director, Compliance
Jared SchwartzChief Risk Officer