Barrett Lopez is a control person of Hightower Advisors and directly owns under 5% of it. Barrett Lopez holds a Juris Doctor from Northwestern University School of Law and a Bachelor of Arts from Amherst College.
Hightower Advisors is an investment adviser based in Chicago, IL, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $199 billion, as filed on 3 September 2026. Its fees, ownership and offices are on the firm’s profile.
Barrett Lopez is General Counsel of Hightower. He leads the firm’s legal department and joined Hightower in 2019, having previously served as deputy general counsel. Before joining Hightower, Lopez practiced at Winston & Strawn in Chicago, focusing on financial services, and began his legal career in the Washington, D.C. office of McDermott Will & Emery as a corporate transactional attorney.
- CRD
- 5664824
- Firm
- Hightower Advisors · CRD 145323
- Role
- General Counsel, Corporate and M&a
- In role since
- January 2025 · 1 year
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Chicago, IL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hightoweradvisors.com
Where does Barrett Lopez work?
Barrett Lopez has been General Counsel, Corporate and M&a of Hightower Advisors, LLC since January 2025, and is a control person of the firm.
How can I verify Barrett Lopez’s record?
Barrett Lopez’s role is listed on Hightower Advisors, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 145323.
Lawrence RestieriChief Executive Officer
Daniel BergChief Financial Officer
Patrick DunneChief Operating Officer- Michael BernardoChief Compliance Officer
- Douglas BessoChief Technology Officer
- Barry CovielloNational Director of Field Supervision
Scott HadleyChief Advisory Officer- Jyothi San JuanExecutive Director, Compliance
Jared SchwartzChief Risk Officer