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Lawrence Restieri

Chief Executive Officer at Hightower Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Lawrence Restieri is Chief Executive Officer of Hightower Advisors, LLC, a Chicago investment adviser managing $199B. Lawrence Restieri has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Hightower Advisors

Title on Schedule A
Chief Executive Officer
Control
Lawrence Restieri is a control person of Hightower Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Lawrence Restieri has held the filed role since June 2025.

The firm

Hightower Advisors, LLC
Chicago, IL

Form ADV filed 3 September 2026

$199B AUM64,035 clients953 advisers153 offices

Career on record

Firms and exams, newest first
  1. Passed Series 10 · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2005
  4. Passed Series 66 · 2003
  5. Passed Series 7 · 2001
  6. Passed Series 3 · 2000

Registrations and exams

Broker registration; no current adviser registration. Lawrence Restieri has passed 6 qualifying exams.

Examinations

Series 668 October 2003
Name
Uniform Combined State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 2422 December 2005
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 710 January 2001
Name
General Securities Representative Examination
Series 326 September 2000
Name
National Commodity Futures Examination

Individual record

Full name
Lawrence Joseph Restieri
CRD
4263092
Firm
Hightower Advisors, LLC
Registration status
Broker registration; no current adviser registration
Firm bio
hightoweradvisors.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Hightower lists Larry Restieri as chief executive officer. Official firm biography

Common questions

Where does Lawrence Restieri work?

Lawrence Restieri has been Chief Executive Officer of Hightower Advisors, LLC since June 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 3 September 2026

Does Lawrence Restieri have a current investment-adviser registration?

Lawrence Restieri has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Lawrence Restieri passed?

Lawrence Restieri has passed 6 licensing exams: the Series 3, Series 7, Series 66, Series 24, SIE and Series 10. The earliest, the Series 3, was passed in September 2000.

Source: IAPD individual record, checked 17 October 2026

Leadership at Hightower Advisors

Sources

  1. IAPD individual record, CRD 4263092. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Hightower Advisors, LLC, filed 3 September 2026. Title, control and ownership bands.
  3. Hightower Advisors team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lawrence Restieri or Hightower Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.