Samuel Boone has been an investment adviser representative at Maia Wealth since January 2026, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Samuel Boone’s longest registration is the current one, under a year at Maia Wealth since 2026.
- Simplicity WealthAlso current– present · under a yearManhattan Beach, CA · Adviser representative · Firm CRD 300572
- Maia WealthCurrent– present · under a yearManhattan Beach, CA · Adviser representative · Firm CRD 292817
Investment adviser representative registrations
Samuel Boone is registered as an investment adviser representative in California, since January 2026.
- CaliforniaSince 14 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 May 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 January 2022 |
| Series 7TO | General Securities Representative Examination | 21 December 2021 |
| SIE | Securities Industry Essentials Examination | 12 November 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Samuel Compton Boone
- CRD
- 7419746
- Firm
- Maia Wealth · CRD 292817
- Office
- Manhattan Beach, CA
- Registration
- Investment adviser registration
- In the industry since
- April 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Boone work?
Samuel Boone is an investment adviser representative registered through Maia Wealth, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Boone a financial advisor?
Yes. Samuel Boone has a current investment-adviser registration in California, through Maia Wealth since January 2026.
How many years of experience does Samuel Boone have?
Samuel Boone has 1 year in the financial industry, since April 2025, across 2 adviser firms.
What exams has Samuel Boone passed?
Samuel Boone has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in November 2021.
Where is Samuel Boone based?
Samuel Boone’s registered office is in Manhattan Beach, CA.
Is Samuel Boone registered with FINRA?
No. Samuel Boone has no current broker registration.
How can I verify Samuel Boone’s record?
Search CRD 7419746 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Boone’s full registration record.