Christopher Barker has held the title Member at Maia Wealth since August 2025, is not listed as a control person, but directly owns under 5% of the firm.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Christopher Barker’s longest registration is the current one, 7 years at Maia Wealth since 2019. Before joining Maia Wealth in 2019, Christopher Barker was registered through MML Investors Services, LLC and Northwestern Mutual Investment Services,llc.
- Simplicity WealthAlso current– present · under a yearDenver, CO · Adviser representative · Firm CRD 300572
- MML Investors Services, LLC– · 3 yearsDenver, CO · Adviser representative · Firm CRD 10409
- Northwestern Mutual Investment Services,llc– · under a yearDenver, CO · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Christopher Barker is registered as an investment adviser representative in Colorado, since February 2019.
- ColoradoSince 25 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 April 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 May 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 April 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Jacob Barker
- CRD
- 6171686
- Firm
- Maia Wealth · CRD 292817
- Role
- Member
- Office
- 1331 17TH STREET, SUITE 800, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- April 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Barker work?
Christopher Barker has held the title Member at Maia Wealth, LLC since August 2025.
Is Christopher Barker a financial advisor?
Yes. Christopher Barker has a current investment-adviser registration in Colorado, through Maia Wealth since February 2019.
How many years of experience does Christopher Barker have?
Christopher Barker has 13 years in the financial industry, since April 2013, across 4 adviser firms.
What exams has Christopher Barker passed?
Christopher Barker has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in April 2013. FINRA credited Christopher Barker with the SIE, which began in October 2018.
Where did Christopher Barker work before Maia Wealth?
Before Maia Wealth, Christopher Barker was registered through MML Investors Services, LLC, July 2015 to February 2019; Northwestern Mutual Investment Services,llc, April 2015 to July 2015.
Where is Christopher Barker based?
Christopher Barker’s registered office is in Denver, CO.
Is Christopher Barker registered with FINRA?
No. Christopher Barker has no current broker registration.
How can I verify Christopher Barker’s record?
Search CRD 6171686 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Barker’s full registration record.