Leslie McMullen has held the title Member at Maia Wealth since August 2025, is not listed as a control person, but directly owns under 5% of the firm.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Leslie McMullen’s longest registration was 8 years at National Planning Corporation ("NPC of America" in FL & NY) (2008–2016). Before joining Maia Wealth in 2021, Leslie McMullen was registered through Trilogy Capital, Inc. and National Planning Corporation ("NPC of America" in FL & NY).
- Simplicity WealthAlso current– present · under a yearDenver, CO · Adviser representative · Firm CRD 300572
- Trilogy Capital, Inc.– · 5 yearsDenver, CO · Adviser representative · Firm CRD 281597
- National Planning Corporation ("NPC of America" in FL & NY)– · 8 yearsDenver, CO · Adviser representative · Firm CRD 29604
Investment adviser representative registrations
Leslie McMullen is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2021; the most recent is Texas, in October 2026.
- ColoradoSince 10 May 2021
- TexasResidentSince 6 March 2023
- TexasSince 2 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 17 March 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 November 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 September 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 July 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Leslie Davis McMullen
- CRD
- 5385633
- Firm
- Maia Wealth · CRD 292817
- Role
- Member
- Office
- 1401 17TH STREET, SUITE 850, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- July 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Leslie McMullen work?
Leslie McMullen has held the title Member at Maia Wealth, LLC since August 2025.
Is Leslie McMullen a financial advisor?
Yes. Leslie McMullen has a current investment-adviser registration in Colorado, Texas and Texas, through Maia Wealth since May 2021.
How many years of experience does Leslie McMullen have?
Leslie McMullen has 19 years in the financial industry, since July 2007, across 4 adviser firms.
What exams has Leslie McMullen passed?
Leslie McMullen has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in July 2007. FINRA credited Leslie McMullen with the SIE, which began in October 2018.
Where did Leslie McMullen work before Maia Wealth?
Before Maia Wealth, Leslie McMullen was registered through National Planning Corporation ("NPC of America" in FL & NY), January 2008 to December 2016.
Where is Leslie McMullen based?
Leslie McMullen’s registered office is in Denver, CO.
Is Leslie McMullen registered with FINRA?
No. Leslie McMullen has no current broker registration.
How can I verify Leslie McMullen’s record?
Search CRD 5385633 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Leslie McMullen’s full registration record.