David Owens has held the title Member at Maia Wealth since August 2025, is not listed as a control person, but directly owns under 5% of the firm.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
David Owens’ longest registration is the current one, 7 years at Maia Wealth since 2019. Before joining Maia Wealth in 2019, David Owens was registered through MML Investors Services, LLC and First American National Investment Advisors, LLC.
- Simplicity WealthAlso current– present · under a yearDenver, CO · Adviser representative · Firm CRD 300572
- MML Investors Services, LLC– · 3 yearsDenver, CO · Adviser representative · Firm CRD 10409
- First American National Investment Advisors, LLC– · under a yearCastle Rock, CO · Adviser representative · Firm CRD 166212
Investment adviser representative registrations
David Owens is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2019; the most recent is Texas, in October 2026.
- ColoradoSince 7 January 2019
- TexasResidentSince 6 March 2023
- TexasSince 1 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 14 September 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 July 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 May 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 January 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David Lynn Owens
- CRD
- 6447116
- Firm
- Maia Wealth · CRD 292817
- Role
- Member
- Office
- 1331 17TH STREET, SUITE 800, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- March 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does David Owens work?
David Owens has held the title Member at Maia Wealth, LLC since August 2025.
Is David Owens a financial advisor?
Yes. David Owens has a current investment-adviser registration in Colorado, Texas and Texas, through Maia Wealth since January 2019.
How many years of experience does David Owens have?
David Owens has 11 years in the financial industry, since March 2015, across 4 adviser firms.
What exams has David Owens passed?
David Owens has passed 4 licensing exams: the Series 65, Series 6, Series 63 and Series 7. The earliest, the Series 65, was passed in January 2015. FINRA credited David Owens with the SIE, which began in October 2018.
Where did David Owens work before Maia Wealth?
Before Maia Wealth, David Owens was registered through MML Investors Services, LLC, June 2015 to January 2019; First American National Investment Advisors, LLC, February 2015 to April 2015.
Where is David Owens based?
David Owens’ registered office is in Denver, CO.
Is David Owens registered with FINRA?
No. David Owens has no current broker registration.
How can I verify David Owens’ record?
Search CRD 6447116 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Owens’ full registration record.