Samantha Keeler has been an investment adviser representative at Westhill Financial Advisors since June 2024, and is not listed among the firm’s executive officers or direct owners. Samantha Keeler holds a Bachelor's degree in communications from the University of Phoenix.
Westhill Financial Advisors, Inc. is a San Rafael, CA firm with $789M under management, 426 clients and 6 advisers across 12 offices, as of its August 2026 filing.
Samantha Keeler is Associate Financial Advisor and Paraplanner of WestHill Financial Advisors. She joined WestHill as an Associate Advisor in 2024, after serving as a Financial Solutions Advisor at Merrill Lynch. She works closely with WestHill clients, providing investment and financial planning advice.
Samantha Keeler’s longest registration was 3 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2021–2024). Before joining Westhill Financial Advisors in 2024, Samantha Keeler was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 2 yearsSan Rafael, CA · Adviser representative · Firm CRD 152506
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsChandler, AZ · Adviser representative · Firm CRD 7691
Professional designations
Listed by Westhill Financial Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Samantha Keeler is registered as an investment adviser representative in 2 states. The first approvals date from June 2024; the most recent is Texas, in July 2025.
- CaliforniaSince 13 June 2024
- TexasSince 25 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 January 2021 |
| Series 7TO | General Securities Representative Examination | 8 December 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 August 2019 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 1 August 2019 |
| SIE | Securities Industry Essentials Examination | 11 July 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Samantha Lain Keeler
- CRD
- 7116371
- Firm
- Westhill Financial Advisors · CRD 152506
- Office
- 999 FIFTH AVE., SUITE 300, San Rafael, CA 94901
- Registration
- Investment adviser registration
- In the industry since
- September 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- westhillfa.com
Where does Samantha Keeler work?
Samantha Keeler is an investment adviser representative registered through Westhill Financial Advisors, Inc. since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Samantha Keeler a financial advisor?
Yes. Samantha Keeler has a current investment-adviser registration in California and Texas, through Westhill Financial Advisors since June 2024.
How many years of experience does Samantha Keeler have?
Samantha Keeler has 6 years in the financial industry, since September 2020, across 2 adviser firms.
What exams has Samantha Keeler passed?
Samantha Keeler has passed 5 licensing exams: the SIE, Series 6TO, Series 63, Series 7TO and Series 66. The earliest, the SIE, was passed in July 2019.
Where did Samantha Keeler work before Westhill Financial Advisors?
Before Westhill Financial Advisors, Samantha Keeler was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2021 to May 2024.
Where is Samantha Keeler based?
Samantha Keeler’s registered office is in San Rafael, CA.
Is Samantha Keeler registered with FINRA?
No. Samantha Keeler has no current broker registration.
Is Samantha Keeler a CFP?
Westhill Financial Advisors lists Samantha Keeler with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Samantha Keeler’s record?
Search CRD 7116371 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samantha Keeler’s full registration record.
