Diane McCracken has been Director of Westhill Financial Advisors since December 2009, is a control person of the firm and directly owns under 5% of it.
Westhill Financial Advisors, Inc. is a San Rafael, CA firm with $789M under management, 426 clients and 6 advisers across 12 offices, as of its August 2026 filing.
Diane McCracken is Director of Qualified Plans of WestHill Financial Advisors and a shareholder of the firm. She directs the Group Retirement Plan team, which helps business owners with group retirement plans, plan design, investment selection and the review process. She joined WestHill in 1994 and became a shareholder in 1995, after working in banking from 1984 until 1994.
Diane McCracken’s longest registration is the current one, 16 years at Westhill Financial Advisors since 2010. Before joining Westhill Financial Advisors in 2010, Diane McCracken was registered through Cambridge Investment Research Advisors, Inc. and Axa Advisors, LLC.
- – present · 16 yearsSan Rafael, CA · Adviser representative · Firm CRD 152506
- Cambridge Investment Research Advisors, Inc.– · 3 yearsSan Rafael, CA · Adviser representative · Firm CRD 134139
- Axa Advisors, LLC– · 6 yearsSan Rafael, CA · Adviser representative · Firm CRD 6627
Professional designations
Listed by Westhill Financial Advisors
- Accredited Investment Fiduciary (AIF®)
Investment adviser representative registrations
Diane McCracken is registered as an investment adviser representative in California, since March 2010.
- CaliforniaSince 11 March 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 December 2009 |
| Series 7 | General Securities Representative Examination | 6 October 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 July 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 September 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 September 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Diane Marie McCracken
- CRD
- 2530891
- Firm
- Westhill Financial Advisors · CRD 152506
- Role
- Director
- Office
- 999 FIFTH AVE., SUITE 300, San Rafael, CA 94901
- Registration
- Investment adviser registration
- In the industry since
- February 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- westhillfa.com
Where does Diane McCracken work?
Diane McCracken has been Director of Westhill Financial Advisors, Inc. since December 2009, and is a control person of the firm.
Is Diane McCracken a financial advisor?
Yes. Diane McCracken has a current investment-adviser registration in California, through Westhill Financial Advisors since March 2010.
How many years of experience does Diane McCracken have?
Diane McCracken has 26 years in the financial industry, since February 2000, across 3 adviser firms.
What exams has Diane McCracken passed?
Diane McCracken has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and Series 24. The earliest, the Series 6, was passed in September 1994. FINRA credited Diane McCracken with the SIE, which began in October 2018.
Where did Diane McCracken work before Westhill Financial Advisors?
Before Westhill Financial Advisors, Diane McCracken was registered through Axa Advisors, LLC, February 2000 to January 2007.
Where is Diane McCracken based?
Diane McCracken’s registered office is in San Rafael, CA.
Is Diane McCracken registered with FINRA?
No. Diane McCracken has no current broker registration.
How can I verify Diane McCracken’s record?
Search CRD 2530891 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Diane McCracken’s full registration record.
