Nicholas Safrit has been Direct Owner, Financial Advisor of Westhill Financial Advisors since January 2023, is a control person of the firm and directly owns under 5% of it.
Westhill Financial Advisors, Inc. is a San Rafael, CA firm with $789M under management, 426 clients and 6 advisers across 12 offices, as of its August 2026 filing.
Nicholas Safrit’s longest registration is the current one, 6 years at Westhill Financial Advisors since 2020. Before joining Westhill Financial Advisors in 2020, Nicholas Safrit was registered through Fidelity Personal and Workplace Advisors and Strategic Advisers LLC.
- – present · 6 yearsSan Rafael, CA · Adviser representative · Firm CRD 152506
- Fidelity Personal and Workplace Advisors– · 1 yearBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 3 yearsLarkspur, CA · Adviser representative · Firm CRD 104555
- Fintrust Investment Advisory Services, LLC– · 4 yearsGreenville, SC · Adviser representative · Firm CRD 139887
- Charles Schwab & Co., Inc.– · 5 yearsMT Pleasant, SC · Adviser representative · Firm CRD 5393
- Lincoln Financial Advisors Corporation– · under a yearChevy Chase, MD · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Nicholas Safrit is registered as an investment adviser representative in California, since March 2020.
- CaliforniaSince 26 March 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 January 2005 |
| Series 7 | General Securities Representative Examination | 5 January 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Faison Safrit
- CRD
- 4886742
- Firm
- Westhill Financial Advisors · CRD 152506
- Role
- Direct Owner, Financial Advisor
- Office
- 999 FIFTH AVE., SUITE 300, San Rafael, CA 94901
- Registration
- Investment adviser registration
- In the industry since
- February 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Safrit work?
Nicholas Safrit has been Direct Owner, Financial Advisor of Westhill Financial Advisors, Inc. since January 2023, and is a control person of the firm.
Is Nicholas Safrit a financial advisor?
Yes. Nicholas Safrit has a current investment-adviser registration in California, through Westhill Financial Advisors since March 2020.
How many years of experience does Nicholas Safrit have?
Nicholas Safrit has 21 years in the financial industry, since February 2005, across 6 adviser firms.
What exams has Nicholas Safrit passed?
Nicholas Safrit has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2005. FINRA credited Nicholas Safrit with the SIE, which began in October 2018.
Where did Nicholas Safrit work before Westhill Financial Advisors?
Before Westhill Financial Advisors, Nicholas Safrit was registered through Fidelity Personal and Workplace Advisors, July 2018 to March 2020; Strategic Advisers LLC, September 2014 to July 2018; Fintrust Investment Advisory Services, LLC, June 2010 to September 2014; Charles Schwab & Co., Inc., May 2005 to June 2010; Lincoln Financial Advisors Corporation, March 2005 to April 2005.
Where is Nicholas Safrit based?
Nicholas Safrit’s registered office is in San Rafael, CA.
Is Nicholas Safrit registered with FINRA?
No. Nicholas Safrit has no current broker registration.
How can I verify Nicholas Safrit’s record?
Search CRD 4886742 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Safrit’s full registration record.
