Matthew Taddei has been CEO of Westhill Financial Advisors since December 2009, is a control person of the firm and directly owns under 5% of it.
Westhill Financial Advisors, Inc. is a San Rafael, CA firm with $789M under management, 426 clients and 6 advisers across 12 offices, as of its August 2026 filing.
Matthew Taddei’s longest registration is the current one, 16 years at Westhill Financial Advisors since 2010. Before joining Westhill Financial Advisors in 2010, Matthew Taddei was registered through Cambridge Investment Research Advisors, Inc. and Axa Advisors, LLC.
- – present · 16 yearsSan Rafael, CA · Adviser representative · Firm CRD 152506
- Cambridge Investment Research Advisors, Inc.– · 3 yearsSan Rafael, CA · Adviser representative · Firm CRD 134139
- Axa Advisors, LLC– · 9 yearsSan Rafael, CA · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Matthew Taddei is registered as an investment adviser representative in California, since March 2010.
- CaliforniaSince 11 March 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 28 October 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 July 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 February 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Matthew Frank Taddei
- CRD
- 1231923
- Firm
- Westhill Financial Advisors · CRD 152506
- Role
- CEO
- Office
- 999 FIFTH AVE., SUITE 300, San Rafael, CA 94901
- Registration
- Investment adviser registration
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Matthew Taddei work?
Matthew Taddei has been CEO of Westhill Financial Advisors, Inc. since December 2009, and is a control person of the firm.
Is Matthew Taddei a financial advisor?
Yes. Matthew Taddei has a current investment-adviser registration in California, through Westhill Financial Advisors since March 2010.
How many years of experience does Matthew Taddei have?
Matthew Taddei has 29 years in the financial industry, since July 1997, across 3 adviser firms.
What exams has Matthew Taddei passed?
Matthew Taddei has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in February 1984. FINRA credited Matthew Taddei with the SIE, which began in October 2018.
Where did Matthew Taddei work before Westhill Financial Advisors?
Before Westhill Financial Advisors, Matthew Taddei was registered through Axa Advisors, LLC, July 1997 to January 2007.
Where is Matthew Taddei based?
Matthew Taddei’s registered office is in San Rafael, CA.
Is Matthew Taddei registered with FINRA?
No. Matthew Taddei has no current broker registration.
How can I verify Matthew Taddei’s record?
Search CRD 1231923 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Taddei’s full registration record.
