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Rory Mckinney

President, Equity Capital Markets at D.A. Davidson & Co.

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Rory Mckinney is President, Equity Capital Markets of D.A. Davidson & Co., a Great Falls investment adviser managing $41.8B. Rory Mckinney has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at D.A. Davidson & Co.

Title on Schedule A
President, Equity Capital Markets
Control
Rory Mckinney is a control person of D.A. Davidson & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Rory Mckinney has held the filed role since October 2022.

The firm

D.A. Davidson & Co.
Great Falls, MT

Form ADV filed 30 July 2026

$41.8B AUM70,118 clients410 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2013
  4. Passed Series 63 · 2008
  5. Passed Series 7 · 2007

Registrations and exams

Broker registration; no current adviser registration. Rory Mckinney has passed 5 qualifying exams.

Examinations

Series 6328 January 2008
Name
Uniform Securities Agent State Law Examination
Series 2418 December 2013
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 75 April 2007
Name
General Securities Representative Examination

Individual record

Full name
Rory Adam Mckinney
CRD
4735577
Firm
D.A. Davidson & Co.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Rory Mckinney work?

Rory Mckinney has been President, Equity Capital Markets of D.A. Davidson & Co. since October 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 July 2026

Does Rory Mckinney have a current investment-adviser registration?

Rory Mckinney has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Rory Mckinney passed?

Rory Mckinney has passed 5 licensing exams: the Series 7, Series 63, Series 24, SIE and Series 79TO. The earliest, the Series 7, was passed in April 2007.

Source: IAPD individual record, checked 18 October 2026

Leadership at D.A. Davidson & Co.

Sources

  1. IAPD individual record, CRD 4735577. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of D.A. Davidson & Co., filed 30 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Rory Mckinney or D.A. Davidson & Co. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.