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Lawrence Martinez

Chariman and CEO, D.A. Davidson Companies, Director at D.A. Davidson & Co.

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Lawrence Martinez is Chariman and CEO, D.A. Davidson Companies, Director of D.A. Davidson & Co., a Great Falls investment adviser managing $41.8B. Lawrence Martinez has a current broker registration and no current investment-adviser registration and has passed the SIE and Series 24.

Role at D.A. Davidson & Co.

Title on Schedule A
Chariman and CEO, D.A. Davidson Companies, Director
Control
Lawrence Martinez is a control person of D.A. Davidson & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Lawrence Martinez has held the filed role since February 2022.

The firm

D.A. Davidson & Co.
Great Falls, MT

Form ADV filed 30 July 2026

$41.8B AUM70,118 clients410 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 · 2022
  2. Passed SIE · 2018

Registrations and exams

Broker registration; no current adviser registration. Lawrence Martinez has passed 2 qualifying exams.

Examinations

Series 2418 January 2022
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination

Individual record

Full name
Lawrence Todd Martinez
CRD
4596308
Firm
D.A. Davidson & Co.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Lawrence Martinez work?

Lawrence Martinez has been Chariman and CEO, D.A. Davidson Companies, Director of D.A. Davidson & Co. since February 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 July 2026

Does Lawrence Martinez have a current investment-adviser registration?

Lawrence Martinez has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Lawrence Martinez passed?

Lawrence Martinez has passed 2 licensing exams: the SIE and Series 24. The earliest, the SIE, was passed in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at D.A. Davidson & Co.

Sources

  1. IAPD individual record, CRD 4596308. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of D.A. Davidson & Co., filed 30 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lawrence Martinez or D.A. Davidson & Co. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.