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Marc Dispense

President, Fixed Income Capital Markets at D.A. Davidson & Co.

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Marc Dispense is President, Fixed Income Capital Markets of D.A. Davidson & Co., a Great Falls investment adviser managing $41.8B. Marc Dispense has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at D.A. Davidson & Co.

Title on Schedule A
President, Fixed Income Capital Markets
Control
Marc Dispense is a control person of D.A. Davidson & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Marc Dispense has held the filed role since March 2019.

The firm

D.A. Davidson & Co.
Great Falls, MT

Form ADV filed 30 July 2026

$41.8B AUM70,118 clients410 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 52TO · 2023
  2. Passed Series 24 and SIE · 2018
  3. Passed Series 50 · 2016
  4. Passed Series 63 and Series 53 · 2011
  5. Passed Series 7 · 2003

Registrations and exams

Broker registration; no current adviser registration. Marc Dispense has passed 7 qualifying exams.

Examinations

Series 6311 March 2011
Name
Uniform Securities Agent State Law Examination
Series 247 August 2018
Name
General Securities Principal Examination
Series 5322 July 2011
Name
Municipal Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 505 February 2016
Name
Municipal Advisor Representative Qualification Exam
Series 730 June 2003
Name
General Securities Representative Examination

Individual record

Full name
Marc Russell Dispense
CRD
4655410
Firm
D.A. Davidson & Co.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Marc Dispense work?

Marc Dispense has been President, Fixed Income Capital Markets of D.A. Davidson & Co. since March 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 July 2026

Does Marc Dispense have a current investment-adviser registration?

Marc Dispense has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Marc Dispense passed?

Marc Dispense has passed 7 licensing exams: the Series 7, Series 63, Series 53, Series 50, Series 24, SIE and Series 52TO. The earliest, the Series 7, was passed in June 2003.

Source: IAPD individual record, checked 18 October 2026

Leadership at D.A. Davidson & Co.

Sources

  1. IAPD individual record, CRD 4655410. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of D.A. Davidson & Co., filed 30 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Marc Dispense or D.A. Davidson & Co. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.