Role at D.A. Davidson & Co.
- Title on Schedule A
- SVP, General Counsel
- Control
- Jacqueline Beauprez is a control person of D.A. Davidson & Co..
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Jacqueline Beauprez has held the filed role since April 2018.
The firm
Form ADV filed 30 July 2026
Career on record
Jacqueline Beauprez has been registered through D.A. Davidson & Co. since January 2026, and before that through Davidson Fixed Income Management, Inc..
- Passed Series 14, Series 99TO and Series 52TO · 2023
- Davidson Fixed Income Management, Inc.– · 2 yearsDenver, CO · Adviser representative · Firm CRD 127844
- Passed Series 65 and SIE · 2018
- Passed Series 53 · 2003
- Passed Series 63 · 2002
- Passed Series 7 and Series 24 · 2000
Registrations and exams
Jacqueline Beauprez has a current investment-adviser registration in Colorado and Montana and has passed 9 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Colorado | Investment adviser representative | Approved | 5 January 2026 |
| Montana | Investment adviser representative | Approved | 5 January 2026 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 April 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 December 2002 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 53 | Municipal Securities Principal Examination | 21 February 2003 |
| Series 24 | General Securities Principal Examination | 8 August 2000 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 11 April 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Compliance Officer Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Jacqueline Ann Beauprez
- CRD
- 4075012
- Registration status
- Investment adviser and broker registrations
- Office
- 1550 MARKET STREET, SUITE 300, Denver, CO 80202
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Jacqueline Beauprez work?
Jacqueline Beauprez has been SVP, General Counsel of D.A. Davidson & Co. since April 2018, and is a control person of the firm.
Is Jacqueline Beauprez a financial advisor?
Yes. Jacqueline Beauprez has a current investment-adviser registration in Colorado and Montana, through D.A. Davidson & Co. since January 2026, as of 17 October 2026.
How many years of experience does Jacqueline Beauprez have?
Jacqueline Beauprez has worked in the financial industry for 24 years as of 17 October 2026, counted from 28 April 2002, across 2 adviser firms.
What exams has Jacqueline Beauprez passed?
Jacqueline Beauprez has passed 9 licensing exams: the Series 7, Series 24, Series 63, Series 53, Series 65, SIE, Series 14, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in April 2000.
Where did Jacqueline Beauprez work before D.A. Davidson & Co.?
Before D.A. Davidson & Co., Jacqueline Beauprez was registered through Davidson Fixed Income Management, Inc., December 2020 to March 2023.
Where is Jacqueline Beauprez based?
Jacqueline Beauprez’s registered office is in Denver, CO.
Leadership at D.A. Davidson & Co.
- Marc Russell DispensePresident, Fixed Income Capital Markets
- Rory Adam McKinneyPresident, Equity Capital Markets
- Michael Joseph PurpuraPresident, Wealth Management, Director
- David Ian WakefieldChief Financial Officer
- Jared C McCubbinSVP, Chief Compliance Officer
- James Lee CronkPrincipal Operations Officer
- Lawrence Todd MartinezChariman and CEO, D.A. Davidson Companies, Director