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Richard Nelson

CFO at &partners

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Richard Nelson is CFO of &partners, a Nashville investment adviser managing $30.3B. Richard Nelson has a current broker registration and no current investment-adviser registration and has passed the Series 7, SIE, Series 24 and Series 99TO.

Role at &partners

Title on Schedule A
CFO
Control
Richard Nelson is not a control person of &partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Richard Nelson has held the filed role since August 2023.

The firm

&partners
Nashville, TN

Form ADV filed 25 September 2026

$30.3B AUM62,194 clients439 advisers29 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed Series 24 · 2020
  3. Passed SIE · 2018
  4. Passed Series 7 · 2012

Registrations and exams

Broker registration; no current adviser registration. Richard Nelson has passed 4 qualifying exams.

Examinations

Series 248 December 2020
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 726 June 2012
Name
General Securities Representative Examination

Individual record

Full name
Richard Scott Nelson
CRD
5014790
Firm
&partners
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Richard Nelson work?

Richard Nelson has been CFO of &partners since August 2023.

Source: Form ADV, Schedule A, filed 25 September 2026

Does Richard Nelson have a current investment-adviser registration?

Richard Nelson has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Richard Nelson passed?

Richard Nelson has passed 4 licensing exams: the Series 7, SIE, Series 24 and Series 99TO. The earliest, the Series 7, was passed in June 2012.

Source: IAPD individual record, checked 18 October 2026

Leadership at &partners

Sources

  1. IAPD individual record, CRD 5014790. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of &partners, filed 25 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Richard Nelson or &partners and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.