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David Wiley III

Co-President at &partners

Investment adviser and broker registrationsNashville, TNSEC record checked 17 October 2026

45
Years in the industry
32
Years at the firm
2
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

David Wiley III is Co-President of &partners, a Nashville investment adviser managing $30.3B. David Wiley III has been registered through &partners since 11 October 1994, has 45 years in the industry across 2 firms and has passed 12 licensing exams.

Role at &partners

Title on Schedule A
Co-President
Control
David Wiley III is a control person of &partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Wiley III has held the filed role since August 2023.

The firm

&partners
Nashville, TN

Form ADV filed 25 September 2026

$30.3B AUM62,194 clients439 advisers29 offices

Career on record

David Wiley III has been registered through &partners since October 1994.

Firms and exams, newest first
  1. Passed Series 62, Series 79TO, Series 52TO and Series 99TO · 2023
  2. Passed SIE · 2018
  3. Hillsboro Advisors, LLC
    – · 13 years
    Nashville, TN · Adviser representative · Firm CRD 153700
  4. Passed Series 65 · 1995
  5. &partnersCurrent
    – present · 32 years
    Nashville, TN · Adviser representative · Firm CRD 3767
  6. Passed Series 27 · 1990
  7. Passed Series 4, Series 24 and Series 53 · 1989
  8. Passed Series 7 and Series 63 · 1980

Registrations and exams

David Wiley III has a current investment-adviser registration in Tennessee and has passed 12 qualifying exams.

Tennessee28 May 2004
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6510 November 1995
Name
Uniform Investment Adviser Law Examination
Series 6326 November 1980
Name
Uniform Securities Agent State Law Examination
Series 271 June 1990
Name
Financial and Operations Principal Examination
Series 5331 August 1989
Name
Municipal Securities Principal Examination
Series 246 July 1989
Name
General Securities Principal Examination
Series 424 May 1989
Name
Registered Options Principal Examination
Series 622 January 2023
Name
Corporate Securities Limited Representative Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 715 November 1980
Name
General Securities Representative Examination

Individual record

Full name
David Warren Wiley III
CRD
720094
Firm
&partners
Registration status
Investment adviser and broker registrations
Office
40 BURTON HILLS BLVD, SUITE 350, Nashville, TN 37215

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Wiley III work?

David Wiley III has been Co-President of &partners since August 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 September 2026

Is David Wiley III a financial advisor?

Yes. David Wiley III has a current investment-adviser registration in Tennessee, through &partners since October 1994, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does David Wiley III have?

David Wiley III has worked in the financial industry for 45 years as of 17 October 2026, counted from 30 November 1980, across 2 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has David Wiley III passed?

David Wiley III has passed 12 licensing exams: the Series 7, Series 63, Series 4, Series 24, Series 53, Series 27, Series 65, SIE, Series 62, Series 79TO, Series 52TO and Series 99TO. The earliest, the Series 7, was passed in November 1980.

Source: IAPD individual record, checked 17 October 2026

Where is David Wiley III based?

David Wiley III’s registered office is in Nashville, TN.

Source: IAPD individual record, checked 17 October 2026

Leadership at &partners

Sources

  1. IAPD individual record, CRD 720094. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of &partners, filed 25 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Wiley III or &partners and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.