Role at &partners
- Title on Schedule A
- CEO
- Control
- David Kowach is a control person of &partners.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- David Kowach has held the filed role since August 2023.
The firm
Form ADV filed 25 September 2026
Career on record
- Passed Series 99TO · 2026
- Wells Fargo Clearing Services, LLC– · 1 yearSt. Louis, MO · Adviser representative · Firm CRD 19616
- Passed SIE · 2018
- Passed Series 24 · 2012
- Wells Fargo Clearing Services, LLC– · 19 yearsSt. Louis, MO · Adviser representative · Firm CRD 19616
- Passed Series 65 · 1996
- Passed Series 7 and Series 63 · 1991
Registrations and exams
Broker registration; no current adviser registration. David Kowach has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 December 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 August 1991 |
| Series 24 | General Securities Principal Examination | 2 June 2012 |
| Series 99TO | Operations Professional Examination | 27 May 2026 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 25 June 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- David John Kowach
- CRD
- 2154665
- Firm
- &partners
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- andpartners.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
&Partners identifies David Kowach as Founding Partner and CEO. Official firm biography
Common questions
Where does David Kowach work?
David Kowach has been CEO of &partners since August 2023, and is a control person of the firm.
Does David Kowach have a current investment-adviser registration?
David Kowach has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has David Kowach passed?
David Kowach has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in June 1991.
Where was David Kowach previously registered as an investment adviser?
David Kowach has past investment-adviser registrations through Wells Fargo Clearing Services, LLC, October 2021 to July 2022; Wells Fargo Clearing Services, LLC, December 2000 to December 2019, across 1 firm.
Leadership at &partners
- John W AlexanderCo-President
- David Warren III Wiley IIICo-President
- Kaley Porter IdolChief Compliance Officer
- Alyson Mencio StevensChief Compliance Officer - Advisory Business
- Michael Christopher SchallerController/FINOP