Role at &partners
- Title on Schedule A
- Co-President
- Control
- John Alexander is a control person of &partners.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- John Alexander has held the filed role since August 2023.
The firm
Form ADV filed 25 September 2026
Career on record
John Alexander has been registered through &partners since August 2023, and before that through Wells Fargo Clearing Services, LLC and Wachovia Securities, LLC.
- Passed Series 24 and SIE · 2018
- Wells Fargo Clearing Services, LLC– · 17 yearsSt. Louis, MO · Adviser representative · Firm CRD 19616
- Passed Series 9 and Series 10 · 2001
- Wachovia Securities, LLC– · 4 yearsSt. Louis, MO · Adviser representative · Firm CRD 19616
- Passed Series 65 · 1997
- Passed Series 7 and Series 63 · 1993
Registrations and exams
John Alexander has a current investment-adviser registration in Texas and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Texas | Investment adviser representative | Approved | 29 August 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 May 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 June 1993 |
| Series 24 | General Securities Principal Examination | 29 May 2018 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 22 March 2001 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 20 March 2001 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 10 June 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- John W Alexander
- CRD
- 2327561
- Firm
- &partners
- Registration status
- Investment adviser and broker registrations
- Office
- 13215 Bee Cave Parkway Building A, Suite 245, Bee Cave, TX 78738
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does John Alexander work?
John Alexander has been Co-President of &partners since August 2023, and is a control person of the firm.
Is John Alexander a financial advisor?
Yes. John Alexander has a current investment-adviser registration in Texas, through &partners since August 2023, as of 17 October 2026.
How many years of experience does John Alexander have?
John Alexander has worked in the financial industry for 30 years as of 17 October 2026, counted from 4 September 1996, across 2 adviser firms.
What exams has John Alexander passed?
John Alexander has passed 7 licensing exams: the Series 7, Series 63, Series 65, Series 9, Series 10, Series 24 and SIE. The earliest, the Series 7, was passed in June 1993.
Where did John Alexander work before &partners?
Before &partners, John Alexander was registered through Wells Fargo Clearing Services, LLC, January 2005 to March 2022; Wachovia Securities, LLC, July 2000 to December 2004.
Where is John Alexander based?
John Alexander’s registered office is in Bee Cave, TX.
Leadership at &partners
- David Warren III Wiley IIICo-President
- Kaley Porter IdolChief Compliance Officer
- Alyson Mencio StevensChief Compliance Officer - Advisory Business
- Michael Christopher SchallerController/FINOP