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Phillip Newell

Director at Breckinridge Capital Advisors

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Phillip Newell is Director of Breckinridge Capital Advisors Inc, a Boston investment adviser managing $54.3B. Phillip Newell has past investment-adviser registrations through 1 firm and has passed the Series 52, Series 7, Series 63 and Series 65.

Role at Breckinridge Capital Advisors

Title on Schedule A
Director
Control
Phillip Newell is not a control person of Breckinridge Capital Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Phillip Newell has held the filed role since April 2000.

The firm

Breckinridge Capital Advisors Inc
Boston, MA

Form ADV filed 18 March 2026

$54.3B AUM18,447 clients41 advisers2 offices

Career on record

Firms and exams, newest first
  1. Breckinridge Capital Advisors Inc
    – · 18 years
    Boston, MA · Adviser representative · Firm CRD 107143
  2. Passed Series 65 · 2004
  3. Passed Series 7 and Series 63 · 1994
  4. Passed Series 52 · 1992

Registrations and exams

No current adviser or broker registration. Phillip Newell has passed 4 qualifying exams.

Examinations

Series 6529 July 2004
Name
Uniform Investment Adviser Law Examination
Series 6331 March 1994
Name
Uniform Securities Agent State Law Examination
Series 724 March 1994
Name
General Securities Representative Examination
Series 5231 July 1992
Name
Municipal Securities Representative Examination

Individual record

Full name
Phillip Adams Newell
CRD
2267815
Firm
Breckinridge Capital Advisors Inc
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Phillip Newell work?

Phillip Newell has been Director of Breckinridge Capital Advisors Inc since April 2000.

Source: Form ADV, Schedule A, filed 18 March 2026

Does Phillip Newell have a current investment-adviser registration?

Phillip Newell has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Phillip Newell passed?

Phillip Newell has passed 4 licensing exams: the Series 52, Series 7, Series 63 and Series 65. The earliest, the Series 52, was passed in July 1992.

Source: IAPD individual record, checked 17 October 2026

Where was Phillip Newell previously registered as an investment adviser?

Phillip Newell has past investment-adviser registrations through Breckinridge Capital Advisors Inc, August 2004 to January 2023, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Breckinridge Capital Advisors

Sources

  1. IAPD individual record, CRD 2267815. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Breckinridge Capital Advisors Inc, filed 18 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Phillip Newell or Breckinridge Capital Advisors Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.