Role at Breckinridge Capital Advisors
- Title on Schedule A
- Chief Executive Officer/Director
- Control
- Ognjen Sosa is a control person of Breckinridge Capital Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Ognjen Sosa has held the filed role since June 2024.
The firm
Form ADV filed 18 March 2026
Career on record
Ognjen Sosa has been registered through Breckinridge Capital Advisors since March 2022.
- – present · 5 yearsBoston, MA · Adviser representative · Firm CRD 107143
- Passed Series 65 · 2022
- Passed SIE · 2018
- Passed Series 24 · 2016
- Passed Series 7, Series 63, Series 87 and Series 86 · 2006
Registrations and exams
Ognjen Sosa has a current investment-adviser registration in Massachusetts and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Massachusetts | Investment adviser representative | Approved | 8 March 2022 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 March 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 March 2006 |
| Series 24 | General Securities Principal Examination | 12 August 2016 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 86 | Research Analyst Exam - Part I Analysis Module | 8 June 2006 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 16 May 2006 |
| Series 7 | General Securities Representative Examination | 8 March 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Research Analyst Exam - Part I Analysis Module
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- General Securities Representative Examination
Individual record
- Full name
- Ognjen Sosa
- CRD
- 5081255
- Registration status
- Investment adviser registration
- Office
- 125 HIGH STREET, SUITE 431, Boston, MA 02110-1529
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Ognjen Sosa work?
Ognjen Sosa has been Chief Executive Officer/Director of Breckinridge Capital Advisors Inc since June 2024, and is a control person of the firm.
Is Ognjen Sosa a financial advisor?
Yes. Ognjen Sosa has a current investment-adviser registration in Massachusetts, through Breckinridge Capital Advisors since March 2022, as of 18 October 2026.
How many years of experience does Ognjen Sosa have?
Ognjen Sosa has worked in the financial industry for 17 years as of 18 October 2026, counted from 11 May 2009, across 1 adviser firm.
What exams has Ognjen Sosa passed?
Ognjen Sosa has passed 7 licensing exams: the Series 7, Series 63, Series 87, Series 86, Series 24, SIE and Series 65. The earliest, the Series 7, was passed in March 2006.
Where is Ognjen Sosa based?
Ognjen Sosa’s registered office is in Boston, MA.
Leadership at Breckinridge Capital Advisors
- Anthony GrecoPresident/Chief Operating Officer/Director
- Helen McAuleyChief Compliance Officer
- George BealDirector
- Kristin BradburyDirector
- Matthew BusconeCo-Chief Investment Officer
- Hannah CoffinDirector
- Peter CoffinExecutive Chair/Director
- Jeffrey GlennCo-Chief Investment Officer
- Andrew MeyersDirector
- Phillip NewellDirector
- Dominica RibeiroChief Marketing and Distribution Officer/Director
- Benjamin SmelserChief Technology Officer
- Anne StetsonDirector/Benefit Director