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Helen Mcauley

Chief Compliance Officer at Breckinridge Capital Advisors

Officer record from the firm’s Form ADVForm ADV filed 18 March 2026

Helen Mcauley is Chief Compliance Officer of Breckinridge Capital Advisors Inc, a Boston investment adviser.

Role at Breckinridge Capital Advisors

Title on Schedule A
Chief Compliance Officer
Control
Helen Mcauley is a control person of Breckinridge Capital Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Helen Mcauley has held the filed role since March 2016.

The firm

Breckinridge Capital Advisors Inc
Boston, MA

Form ADV filed 18 March 2026

$54.3B AUM18,447 clients41 advisers2 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Helen Mcauley is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Helen Mcauley
CRD
3231919
Firm
Breckinridge Capital Advisors Inc
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Helen Mcauley work?

Helen Mcauley has been Chief Compliance Officer of Breckinridge Capital Advisors Inc since March 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 18 March 2026

Leadership at Breckinridge Capital Advisors

Sources

  1. IAPD individual lookup, CRD 3231919. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Breckinridge Capital Advisors Inc, filed 18 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Helen Mcauley or Breckinridge Capital Advisors Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.