Patrick Hayes has been Chief Legal Officer of Bleakley Financial Group since February 2024, is not listed as a control person, but directly owns under 5% of the firm.
Bleakley Financial Group, LLC is a Parsippany, NJ firm with $15.1B under management, 8,647 clients and 104 advisers across 24 offices, as of its September 2026 filing.
No adviser firm registrations are on Patrick Hayes’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 March 2016 |
| Series 7 | General Securities Representative Examination | 4 December 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Patrick Daniel Hayes
- CRD
- 6571587
- Firm
- Bleakley Financial Group · CRD 318366
- Role
- Chief Legal Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Patrick Hayes work?
Patrick Hayes has been Chief Legal Officer of Bleakley Financial Group, LLC since February 2024.
Does Patrick Hayes have a current investment-adviser registration?
Patrick Hayes has a current broker registration and no current investment-adviser registration.
What exams has Patrick Hayes passed?
Patrick Hayes has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in December 2015. FINRA credited Patrick Hayes with the SIE, which began in October 2018.
Is Patrick Hayes registered with FINRA?
Yes. Patrick Hayes has a current broker registration, under CRD 6571587.
Source: FINRA BrokerCheck
How can I verify Patrick Hayes’ record?
Search CRD 6571587 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Patrick Hayes’ full registration record.
- Andy SchwartzChief Executive Officer / Member
- Alexei MostovoiChief Financial Officer
Vincent NauheimerChief Operating Officer
Craig WeissChief Compliance Officer
Michael AxelrodMember
Peter BoockvarChief Investment Officer- Samuel CariChief Strategy Officer
- John CooneyMember
- Joseph DuranMember
- Scott SchwartzMember
Kevin SpahnMember