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Joseph Duran

Member at Bleakley Financial Group

No current adviser or broker registrationSEC record checked 17 October 2026

4
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Joseph Duran holds the title Member at Bleakley Financial Group, LLC, a Parsippany investment adviser managing $15.1B. Joseph Duran has past investment-adviser registrations through 4 firms and has passed 7 licensing exams.

Role at Bleakley Financial Group

Title on Schedule A
Member
Control
Joseph Duran is a control person of Bleakley Financial Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joseph Duran has held the filed role since August 2024.

The firm

Bleakley Financial Group, LLC
Parsippany, NJ

Form ADV filed 14 September 2026

$15.1B AUM8,647 clients104 advisers15 offices

Career on record

Firms and exams, newest first
  1. Passed SIE, Series 7TO, Series 10, Series 9 and Series 63 · 2020
  2. Integrated Financial Management Inc
    – · under a year
    Northbrook, IL · Adviser representative · Firm CRD 106672
  3. Goldman Sachs Personal Financial Management
    – · 18 years
    Newport Beach, CA · Adviser representative · Firm CRD 134600
  4. United Capital Investment Advisers, Inc
    – · 3 years
    Newport Beach, CA · Adviser representative · Firm CRD 134627
  5. Financial Synergies Advisory, Ltd.
    – · 1 year
    Houston, TX · Adviser representative · Firm CRD 104970
  6. Passed Series 2 · 1996
  7. Passed Series 65 · 1995

Registrations and exams

No current adviser or broker registration. Joseph Duran has passed 7 qualifying exams.

Examinations

Series 6314 December 2020
Name
Uniform Securities Agent State Law Examination
Series 6519 January 1995
Name
Uniform Investment Adviser Law Examination
Series 93 December 2020
Name
General Securities Sales Supervisor - Options Module Examination
Series 109 November 2020
Name
General Securities Sales Supervisor - General Module Examination
Series 7TO29 September 2020
Name
General Securities Representative Examination
SIE2 September 2020
Name
Securities Industry Essentials Examination
Series 218 September 1996
Name
Non-Member General Securities Examination

Individual record

Full name
Joseph John Duran
CRD
2328861
Firm
Bleakley Financial Group, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Joseph Duran work?

Joseph Duran has held the title Member at Bleakley Financial Group, LLC since August 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 September 2026

Does Joseph Duran have a current investment-adviser registration?

Joseph Duran has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Joseph Duran passed?

Joseph Duran has passed 7 licensing exams: the Series 65, Series 2, SIE, Series 7TO, Series 10, Series 9 and Series 63. The earliest, the Series 65, was passed in January 1995.

Source: IAPD individual record, checked 17 October 2026

Where was Joseph Duran previously registered as an investment adviser?

Joseph Duran has past investment-adviser registrations through Integrated Financial Management Inc, August 2008 to December 2008; Goldman Sachs Personal Financial Management, June 2005 to May 2023; United Capital Investment Advisers, Inc, June 2005 to December 2007; Financial Synergies Advisory, Ltd., March 2005 to April 2006, across 4 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Bleakley Financial Group

Sources

  1. IAPD individual record, CRD 2328861. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Bleakley Financial Group, LLC, filed 14 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joseph Duran or Bleakley Financial Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.