Role at Bleakley Financial Group
- Title on Schedule A
- Member
- Control
- John Cooney is a control person of Bleakley Financial Group.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- John Cooney has held the filed role since November 2014.
The firm
Form ADV filed 14 September 2026
Career on record
John Cooney has been registered through Bleakley Financial Group since June 2022, and before that through Northwestern Mutual Investment Services,llc and Northwestern Mutual Wealth Management Company.
- Onepoint Bfg Wealth PartnersCurrent– present · 4 yearsParsippany, NJ · Adviser representative · Firm CRD 318366
- Passed SIE · 2018
- Private Advisor Group, LLC– · 8 yearsFairfield, NJ · Adviser representative · Firm CRD 155216
- Northwestern Mutual Investment Services,llc– · 7 yearsFairfield, NJ · Adviser representative · Firm CRD 2881
- Passed Series 66 · 2006
- Northwestern Mutual Wealth Management Company– · 4 yearsMilwaukee, WI · Adviser representative · Firm CRD 109729
- Passed Series 26 · 2001
- Passed Series 63 · 1988
- Passed Series 7 · 1985
Registrations and exams
John Cooney has a current investment-adviser registration in New Jersey and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New Jersey | Investment adviser representative | Approved | 29 June 2022 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 August 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 February 1988 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 22 January 2001 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 19 October 1985 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- John David Cooney
- CRD
- 1423699
- Registration status
- Investment adviser registration
- Office
- 300 KIMBALL DRIVE, SUITE 310, Parsippany, NJ 07054
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does John Cooney work?
John Cooney has held the title Member at Bleakley Financial Group, LLC since November 2014, and is a control person of the firm.
Is John Cooney a financial advisor?
Yes. John Cooney has a current investment-adviser registration in New Jersey, through Bleakley Financial Group since June 2022, as of 17 October 2026.
How many years of experience does John Cooney have?
John Cooney has worked in the financial industry for 40 years as of 17 October 2026, counted from 21 October 1985, across 4 adviser firms.
What exams has John Cooney passed?
John Cooney has passed 5 licensing exams: the Series 7, Series 63, Series 26, Series 66 and SIE. The earliest, the Series 7, was passed in October 1985.
Where did John Cooney work before Bleakley Financial Group?
Before Bleakley Financial Group, John Cooney was registered through Northwestern Mutual Investment Services,llc, October 2007 to February 2015; Northwestern Mutual Wealth Management Company, May 2003 to April 2007.
Where is John Cooney based?
John Cooney’s registered office is in Parsippany, NJ.
Leadership at Bleakley Financial Group
- Andy SchwartzChief Executive Officer / Member
- Alexei MostovoiChief Financial Officer
- Vincent NauheimerChief Operating Officer
- Craig WeissChief Compliance Officer
- Michael AxelrodMember
- Peter BoockvarChief Investment Officer
- Samuel CariChief Strategy Officer
- Joseph DuranMember
- Patrick HayesChief Legal Officer
- Scott SchwartzMember
- Kevin SpahnMember