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Andy Schwartz

Chief Executive Officer / Member at Bleakley Financial Group

Investment adviser registrationParsippany, NJSEC record checked 17 October 2026

41
Years in the industry
4
Years at the firm
4
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Andy Schwartz is Chief Executive Officer / Member of Bleakley Financial Group, LLC, a Parsippany investment adviser managing $15.1B. Andy Schwartz has been registered through Bleakley Financial Group since 28 June 2022, has 41 years in the industry across 4 firms and has passed the Series 7, Series 63, Series 66 and SIE.

Role at Bleakley Financial Group

Title on Schedule A
Chief Executive Officer / Member
Control
Andy Schwartz is a control person of Bleakley Financial Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Andy Schwartz has held the filed role since November 2014.

The firm

Bleakley Financial Group, LLC
Parsippany, NJ

Form ADV filed 14 September 2026

$15.1B AUM8,647 clients104 advisers15 offices

Career on record

Andy Schwartz has been registered through Bleakley Financial Group since June 2022, and before that through Northwestern Mutual Investment Services,llc and Northwestern Mutual Wealth Management Company.

Firms and exams, newest first
  1. Onepoint Bfg Wealth PartnersCurrent
    – present · 4 years
    Parsippany, NJ · Adviser representative · Firm CRD 318366
  2. Passed SIE · 2018
  3. Private Advisor Group, LLC
    – · 8 years
    Fairfield, NJ · Adviser representative · Firm CRD 155216
  4. Northwestern Mutual Investment Services,llc
    – · 8 years
    Fairfield, NJ · Adviser representative · Firm CRD 2881
  5. Passed Series 66 · 2006
  6. Northwestern Mutual Wealth Management Company
    – · 4 years
    Milwaukee, WI · Adviser representative · Firm CRD 109729
  7. Passed Series 7 and Series 63 · 1985

Registrations and exams

Andy Schwartz has a current investment-adviser registration in Florida and New Jersey and has passed 4 qualifying exams.

Florida19 July 2022
Scope
Investment adviser representative
Status
Approved
New Jersey29 June 2022
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6621 August 2006
Name
Uniform Combined State Law Examination
Series 6311 November 1985
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 720 July 1985
Name
General Securities Representative Examination

Individual record

Full name
Andy Mark Schwartz
CRD
1317986
Firm
Bleakley Financial Group, LLC
Registration status
Investment adviser registration
Office
300 KIMBALL DRIVE, SUITE 310, Parsippany, NJ 07054

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Andy Schwartz work?

Andy Schwartz has been Chief Executive Officer / Member of Bleakley Financial Group, LLC since November 2014, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 September 2026

Is Andy Schwartz a financial advisor?

Yes. Andy Schwartz has a current investment-adviser registration in Florida and New Jersey, through Bleakley Financial Group since June 2022, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Andy Schwartz have?

Andy Schwartz has worked in the financial industry for 41 years as of 17 October 2026, counted from 22 July 1985, across 4 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Andy Schwartz passed?

Andy Schwartz has passed 4 licensing exams: the Series 7, Series 63, Series 66 and SIE. The earliest, the Series 7, was passed in July 1985.

Source: IAPD individual record, checked 17 October 2026

Where did Andy Schwartz work before Bleakley Financial Group?

Before Bleakley Financial Group, Andy Schwartz was registered through Northwestern Mutual Investment Services,llc, July 2007 to February 2015; Northwestern Mutual Wealth Management Company, January 2003 to April 2007.

Source: IAPD individual record, checked 17 October 2026

Where is Andy Schwartz based?

Andy Schwartz’s registered office is in Parsippany, NJ.

Source: IAPD individual record, checked 17 October 2026

Leadership at Bleakley Financial Group

Sources

  1. IAPD individual record, CRD 1317986. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Bleakley Financial Group, LLC, filed 14 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Andy Schwartz or Bleakley Financial Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.