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Patricia Ferraro

Chief Compliance Officer & Managing Member at Ritholtz Wealth Management

Firm officerUpdated

Patricia Ferraro has been Chief Compliance Officer & Managing Member of Ritholtz Wealth Management, a New York, NY investment adviser managing $9.42B, since March 2020.

6
Years in role
$9.42B
Firm AUM
4,221
Firm clients
48
Firm advisers

From Form ADV filed 10 August 2026Form ADV

Career

Patricia Ferraro is not listed as a control person, but directly owns under 5% of Ritholtz Wealth Management.

Ritholtz Wealth Management is an investment adviser based in New York, NY, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $9.42 billion, as filed on 10 August 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
4263513
Firm
Ritholtz Wealth Management · CRD 168652
Role
Chief Compliance Officer & Managing Member
In role since
March 2020 · 6 years
Control person
Not listed
Direct ownership
Under 5%
Firm headquarters
New York, NY
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Patricia Ferraro work?

Patricia Ferraro has been Chief Compliance Officer & Managing Member of Ritholtz Wealth Management since March 2020.

Source: Form ADV, Schedule A, filed 10 August 2026

How can I verify Patricia Ferraro’s record?

Patricia Ferraro’s role is listed on Ritholtz Wealth Management’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 168652.

Source: Form ADV, Schedule A, filed 10 August 2026

Leadership at Ritholtz Wealth Management

Sources

  1. IAPD individual lookup, CRD 4263513, checked 21 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Ritholtz Wealth Management, filed 10 August 2026. Title, control and ownership bands.
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