Jay Tini has been Managing Member of Ritholtz Wealth Management since January 2023, is not listed as a control person, but directly owns between 5% and 10% of the firm. Jay Tini holds an MBA.
Ritholtz Wealth Management is a New York, NY firm with $9.42B under management, 4,221 clients and 48 advisers across 15 offices, as of its August 2026 filing.
Jay Tini is President of Ritholtz Wealth Management. His page lists 25+ years of industry experience. Tini worked to support Vanguard's relationships with RIAs in New York, and the founders later considered him to help manage the firm's growth.
- Ritholtz Wealth ManagementCurrent– present · 3 yearsNew York, NY · Adviser representative · Firm CRD 168652
Investment adviser representative registrations
Jay Tini is registered as an investment adviser representative in New York, since April 2023.
- New YorkSince 28 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 April 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 18 January 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 November 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 June 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jay Drennan Tini
- CRD
- 4406342
- Firm
- Ritholtz Wealth Management · CRD 168652
- Role
- Managing Member
- Office
- 24 WEST 40TH STREET, 15TH FLOOR, New York, NY 10018
- Registration
- Investment adviser registration
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ritholtzwealth.com
Where does Jay Tini work?
Jay Tini has been Managing Member of Ritholtz Wealth Management since January 2023.
Is Jay Tini a financial advisor?
Yes. Jay Tini has a current investment-adviser registration in New York, through Ritholtz Wealth Management since April 2023.
How many years of experience does Jay Tini have?
Jay Tini has 24 years in the financial industry, since December 2001, across 1 adviser firm.
What exams has Jay Tini passed?
Jay Tini has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in June 2001. FINRA credited Jay Tini with the SIE, which began in October 2018.
Where is Jay Tini based?
Jay Tini’s registered office is in New York, NY.
Is Jay Tini registered with FINRA?
No. Jay Tini has no current broker registration.
How can I verify Jay Tini’s record?
Search CRD 4406342 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jay Tini’s full registration record.
- Patricia FerraroChief Compliance Officer & Managing Member
William ArtzerounianManaging Member
Benjamin CarlsonManaging Member
Anna ChaikenManaging Member
Ross CohenManaging Member
Benjamin CoulthardManaging Member
Margaret DuquesnayManaging Member
Joel FishmanManaging Member
Taylor HollisManaging Member
Dinamarie IsolaManaging Member
Michelle KatzenManaging Member
Dylan KluenderManaging Member
Daniel LarosaManaging Member
Matthew LohriusManaging Member
Nicholas MaggiulliManaging Member
Erika MauroManaging Member
Jonathan NovyManaging Member
Alexander PalumboManaging Member
Gary PulfordManaging Member
Brian RosenManaging Member
Nicholas SapienzaManaging Member
William SweetManaging Member
Kevin YoungManaging Member
Paul ZodtnerManaging Member
Barry RitholtzManaging Member- Joshua BrownManaging Member
Kristopher VenneManaging Member
Michael BatnickManaging Member