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Dylan Kluender, portrait

Dylan Kluender

Managing Member at Ritholtz Wealth Management in New York, NY

Investment adviser registrationUpdated

Dylan Kluender is Managing Member of Ritholtz Wealth Management, an investment adviser managing $9.42B, and works from its New York, NY office. Dylan Kluender has been registered as an investment adviser representative through Ritholtz Wealth Management since 19 June 2019, has 9 years in the industry across 2 firms and has passed the Series 7, Series 63 and Series 66.

9
Years in industry
7
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 21 October 2026SEC record

Career

Dylan Kluender has been Managing Member of Ritholtz Wealth Management since March 2024, is not listed as a control person, but directly owns under 5% of the firm.

Ritholtz Wealth Management is a New York, NY firm with $9.42B under management, 4,221 clients and 48 advisers across 15 offices, as of its August 2026 filing.

Dylan Kluender is Sr. Trader of Ritholtz Wealth Management. Kluender began a career in the financial services industry right out of college. In 2019, when RWM sought to hire an assistant trader to help scale its operational capabilities, Kluender reached out to the firm.

Dylan Kluender’s longest registration is the current one, 7 years at Ritholtz Wealth Management since 2019. Before joining Ritholtz Wealth Management in 2019, Dylan Kluender was registered through Ameriprise Financial Services, Inc.

  1. Ritholtz Wealth ManagementCurrent
    – present · 7 years
    New York, NY · Adviser representative · Firm CRD 168652
  2. Ameriprise Financial Services, Inc.
    – · 1 year
    Smithtown, NY · Adviser representative · Firm CRD 6363

Credentials and registrations

Investment adviser representative registrations

Dylan Kluender is registered as an investment adviser representative in New York, since March 2021.

  • New YorkSince 29 March 2021

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6611 August 2017
Name
Uniform Combined State Law Examination
Series 6318 September 2015
Name
Uniform Securities Agent State Law Examination
Series 73 September 2015
Name
General Securities Representative Examination

Key facts

CRD
6521417
Firm
Ritholtz Wealth Management · CRD 168652
Role
Managing Member
Office
24 WEST 40TH STREET, 15TH FLOOR, New York, NY 10018
Registration
Investment adviser registration
In the industry since
October 2016
Disciplinary history
Not yet shown here · SEC record
Firm bio
ritholtzwealth.com

Common questions

Where does Dylan Kluender work?

Dylan Kluender has been Managing Member of Ritholtz Wealth Management since March 2024.

Source: Form ADV, Schedule A, filed 10 August 2026

Is Dylan Kluender a financial advisor?

Yes. Dylan Kluender has a current investment-adviser registration in New York, through Ritholtz Wealth Management since June 2019.

Source: IAPD individual record, checked 21 October 2026

How many years of experience does Dylan Kluender have?

Dylan Kluender has 9 years in the financial industry, since October 2016, across 2 adviser firms.

Source: IAPD individual record, checked 21 October 2026

What exams has Dylan Kluender passed?

Dylan Kluender has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in September 2015. FINRA credited Dylan Kluender with the SIE, which began in October 2018.

Source: IAPD individual record, checked 21 October 2026

Where did Dylan Kluender work before Ritholtz Wealth Management?

Before Ritholtz Wealth Management, Dylan Kluender was registered through Ameriprise Financial Services, Inc., August 2017 to December 2018.

Source: IAPD individual record, checked 21 October 2026

Where is Dylan Kluender based?

Dylan Kluender’s registered office is in New York, NY.

Source: IAPD individual record, checked 21 October 2026

Is Dylan Kluender registered with FINRA?

No. Dylan Kluender has no current broker registration.

Source: IAPD individual record, checked 21 October 2026

How can I verify Dylan Kluender’s record?

Search CRD 6521417 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dylan Kluender’s full registration record.

Source: IAPD individual record, checked 21 October 2026

Leadership at Ritholtz Wealth Management

Sources

  1. IAPD individual record, CRD 6521417, checked 21 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ritholtz Wealth Management, filed 10 August 2026. Title, control and ownership bands.
  3. Ritholtz Wealth Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.
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