Jonathan Novy has been Managing Member of Ritholtz Wealth Management since January 2021, is not listed as a control person, but directly owns under 5% of the firm.
Ritholtz Wealth Management is a New York, NY firm with $9.42B under management, 4,221 clients and 48 advisers across 15 offices, as of its August 2026 filing.
Jonathan Novy is Sr. Advisor of Ritholtz Wealth Management. Novy began a career at an insurance company broker-dealer. Novy and colleagues opened RWM Chicago in 2018.
Jonathan Novy’s longest registration is the current one, 8 years at Ritholtz Wealth Management since 2017. Before joining Ritholtz Wealth Management in 2017, Jonathan Novy was registered through Independent Financial Partners and Axa Advisors, LLC.
- Ritholtz Wealth ManagementCurrent– present · 8 yearsNorthbrook, IL · Adviser representative · Firm CRD 168652
- Independent Financial Partners– · 2 yearsNorthbrook, IL · Adviser representative · Firm CRD 125112
- Axa Advisors, LLC– · 8 yearsDeerfield, IL · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Jonathan Novy is registered as an investment adviser representative in Illinois, since December 2017.
- IllinoisSince 4 December 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 March 2007 |
| Series 7 | General Securities Representative Examination | 21 February 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathan Singer Novy
- CRD
- 5280982
- Firm
- Ritholtz Wealth Management · CRD 168652
- Role
- Managing Member
- Office
- 401 Huehl Road, 1D, Northbrook, IL 60062
- Registration
- Investment adviser registration
- In the industry since
- February 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ritholtzwealth.com
Where does Jonathan Novy work?
Jonathan Novy has been Managing Member of Ritholtz Wealth Management since January 2021.
Is Jonathan Novy a financial advisor?
Yes. Jonathan Novy has a current investment-adviser registration in Illinois, through Ritholtz Wealth Management since December 2017.
How many years of experience does Jonathan Novy have?
Jonathan Novy has 19 years in the financial industry, since February 2007, across 3 adviser firms.
What exams has Jonathan Novy passed?
Jonathan Novy has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2007. FINRA credited Jonathan Novy with the SIE, which began in October 2018.
Where did Jonathan Novy work before Ritholtz Wealth Management?
Before Ritholtz Wealth Management, Jonathan Novy was registered through Axa Advisors, LLC, April 2007 to December 2015.
Where is Jonathan Novy based?
Jonathan Novy’s registered office is in Northbrook, IL.
Is Jonathan Novy registered with FINRA?
No. Jonathan Novy has no current broker registration.
How can I verify Jonathan Novy’s record?
Search CRD 5280982 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jonathan Novy’s full registration record.
- Patricia FerraroChief Compliance Officer & Managing Member
William ArtzerounianManaging Member
Benjamin CarlsonManaging Member
Anna ChaikenManaging Member
Ross CohenManaging Member
Benjamin CoulthardManaging Member
Margaret DuquesnayManaging Member
Joel FishmanManaging Member
Taylor HollisManaging Member
Dinamarie IsolaManaging Member
Michelle KatzenManaging Member
Dylan KluenderManaging Member
Daniel LarosaManaging Member
Matthew LohriusManaging Member
Nicholas MaggiulliManaging Member
Erika MauroManaging Member
Alexander PalumboManaging Member
Gary PulfordManaging Member
Brian RosenManaging Member
Nicholas SapienzaManaging Member
William SweetManaging Member
Kevin YoungManaging Member
Paul ZodtnerManaging Member
Barry RitholtzManaging Member- Joshua BrownManaging Member
Kristopher VenneManaging Member
Michael BatnickManaging Member
Jay TiniManaging Member