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Joel Fishman, portrait

Joel Fishman

Managing Member at Ritholtz Wealth Management in Jackson, WY

Investment adviser registrationUpdated

Joel Fishman is Managing Member of Ritholtz Wealth Management, an investment adviser managing $9.42B, and works from its Jackson, WY office. Joel Fishman has been registered as an investment adviser representative through Ritholtz Wealth Management since 20 November 2015, has 15 years in the industry across 6 firms and has passed the Series 7 and Series 66.

15
Years in industry
10
Years at firm
6
Adviser firms
1
States registered

From the IAPD record, checked 21 October 2026SEC record

Career

Joel Fishman has been Managing Member of Ritholtz Wealth Management since April 2019, is not listed as a control person, but directly owns under 5% of the firm.

Ritholtz Wealth Management is a New York, NY firm with $9.42B under management, 4,221 clients and 48 advisers across 15 offices, as of its August 2026 filing.

Joey Fishman is Sr. Advisor of Ritholtz Wealth Management. Fishman worked with a team of proprietary traders in the early 2000s and later took on the trader role. Fishman began running a tactical strategy for a wealth management firm based in Portland and built up a client base of real estate investors and attorneys.

Joel Fishman’s longest registration is the current one, 10 years at Ritholtz Wealth Management since 2015. Before joining Ritholtz Wealth Management in 2015, Joel Fishman was registered through Rosenbaum Financial and Ameritas Investment Corp.

  1. Ritholtz Wealth ManagementCurrent
    – present · 10 years
    Jackson, WY · Adviser representative · Firm CRD 168652
  2. Rosenbaum Financial
    – · under a year
    Portland, OR · Adviser representative · Firm CRD 173805
  3. Ameritas Investment Corp
    – · 2 years
    Portland, OR · Adviser representative · Firm CRD 14869
  4. Sii Investments, Inc.
    – · under a year
    Portland, OR · Adviser representative · Firm CRD 2225
  5. Integrative Capital, LLC
    – · under a year
    Portland, OR · Adviser representative · Firm CRD 152029
  6. Paulson Investment Company, Inc.
    – · under a year
    Lake Oswego, OR · Adviser representative · Firm CRD 5670

Credentials and registrations

Investment adviser representative registrations

Joel Fishman is registered as an investment adviser representative in Wyoming, since July 2026.

  • WyomingSince 24 July 2026

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6612 January 2011
Name
Uniform Combined State Law Examination
Series 79 December 2010
Name
General Securities Representative Examination

Key facts

Full name
Joel Craig Fishman
CRD
5852876
Firm
Ritholtz Wealth Management · CRD 168652
Role
Managing Member
Office
Jackson, WY
Registration
Investment adviser registration
In the industry since
February 2011
Disciplinary history
Not yet shown here · SEC record
Firm bio
ritholtzwealth.com

Common questions

Where does Joel Fishman work?

Joel Fishman has been Managing Member of Ritholtz Wealth Management since April 2019.

Source: Form ADV, Schedule A, filed 10 August 2026

Is Joel Fishman a financial advisor?

Yes. Joel Fishman has a current investment-adviser registration in Wyoming, through Ritholtz Wealth Management since November 2015.

Source: IAPD individual record, checked 21 October 2026

How many years of experience does Joel Fishman have?

Joel Fishman has 15 years in the financial industry, since February 2011, across 6 adviser firms.

Source: IAPD individual record, checked 21 October 2026

What exams has Joel Fishman passed?

Joel Fishman has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2010. FINRA credited Joel Fishman with the SIE, which began in October 2018.

Source: IAPD individual record, checked 21 October 2026

Where did Joel Fishman work before Ritholtz Wealth Management?

Before Ritholtz Wealth Management, Joel Fishman was registered through Rosenbaum Financial, February 2015 to November 2015; Ameritas Investment Corp, September 2012 to May 2015; Sii Investments, Inc., December 2011 to October 2012; Integrative Capital, LLC, April 2011 to December 2011; Paulson Investment Company, Inc., January 2011 to March 2011.

Source: IAPD individual record, checked 21 October 2026

Where is Joel Fishman based?

Joel Fishman’s registered office is in Jackson, WY.

Source: IAPD individual record, checked 21 October 2026

Is Joel Fishman registered with FINRA?

No. Joel Fishman has no current broker registration.

Source: IAPD individual record, checked 21 October 2026

How can I verify Joel Fishman’s record?

Search CRD 5852876 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joel Fishman’s full registration record.

Source: IAPD individual record, checked 21 October 2026

Leadership at Ritholtz Wealth Management

Sources

  1. IAPD individual record, CRD 5852876, checked 21 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ritholtz Wealth Management, filed 10 August 2026. Title, control and ownership bands.
  3. Ritholtz Wealth Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.
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