Nicholas Frattali has been an investment adviser representative at Tigeroak Management since November 2024, and is not listed among the firm’s executive officers or direct owners.
Tigeroak Management, LLC is a Nashville, TN firm with $481M under management, 285 clients and 4 advisers across 5 offices, as of its February 2026 filing.
Investment adviser representative registrations
Nicholas Frattali is registered as an investment adviser representative in California, since November 2024.
- CaliforniaSince 27 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 November 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas Vincent Frattali
- CRD
- 7997064
- Firm
- Tigeroak Management · CRD 330640
- Office
- 16133 Ventura Blvd., 545, Encino, CA 91436
- Registration
- Investment adviser registration
- In the industry since
- November 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Frattali work?
Nicholas Frattali is an investment adviser representative registered through Tigeroak Management, LLC since November 2024, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Frattali a financial advisor?
Yes. Nicholas Frattali has a current investment-adviser registration in California, through Tigeroak Management since November 2024.
How many years of experience does Nicholas Frattali have?
Nicholas Frattali has 1 year in the financial industry, since November 2024, across 1 adviser firm.
What exams has Nicholas Frattali passed?
Nicholas Frattali passed the Series 65 in November 2024.
Where is Nicholas Frattali based?
Nicholas Frattali’s registered office is in Encino, CA.
Is Nicholas Frattali registered with FINRA?
No. Nicholas Frattali has no current broker registration.
How can I verify Nicholas Frattali’s record?
Search CRD 7997064 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Frattali’s full registration record.
