Anthony Steffan has been Partner of Tigeroak Management since March 2024, is a control person of the firm and directly owns between 25% and 50% of it. Anthony Steffan holds a Bachelor's Degree from the University of New Mexico.
Tigeroak Management, LLC is a Nashville, TN firm with $481M under management, 285 clients and 4 advisers across 5 offices, as of its February 2026 filing.
Tony Steffan is Partner of HS Wealth Partners, which has offices in Albuquerque, Los Angeles and Nashville. Steffan is a co-founder of the firm and works with both individual investors and business owners. He has more than 30 years of experience in the industry.
Anthony Steffan’s longest registration was 9 years at UBS Financial Services Inc. (2008–2017). Before joining Tigeroak Management in 2024, Anthony Steffan was registered through Cambridge Investment Research Advisors, Inc. and UBS Financial Services Inc.
- HS Wealth PartnersCurrent– present · 2 yearsFranklin, TN · Adviser representative · Firm CRD 330640
- Cambridge Investment Research Advisors, Inc.– · 6 yearsAlbuquerque, NM · Adviser representative · Firm CRD 134139
- UBS Financial Services Inc.– · 9 yearsAlbuquerque, NM · Adviser representative · Firm CRD 8174
- Morgan Stanley & Co. Incorporated– · 1 yearAlbuquerque, NM · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 8 yearsAlbuquerque, NM · Adviser representative · Firm CRD 7556
Professional designations
Listed by Tigeroak Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Anthony Steffan is registered as an investment adviser representative in 2 states. Each was approved in May 2024.
- TennesseeSince 9 May 2024
- TexasSince 9 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 20 June 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 June 1998 |
| Series 7 | General Securities Representative Examination | 9 June 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Anthony Drew Steffan
- CRD
- 2404745
- Firm
- Tigeroak Management · CRD 330640
- Role
- Partner
- Office
- Franklin, TN
- Registration
- Investment adviser registration
- In the industry since
- February 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hswealthpartners.com
Where does Anthony Steffan work?
Anthony Steffan has been Partner of Tigeroak Management, LLC since March 2024, and is a control person of the firm.
Is Anthony Steffan a financial advisor?
Yes. Anthony Steffan has a current investment-adviser registration in Tennessee and Texas, through Tigeroak Management since May 2024.
How many years of experience does Anthony Steffan have?
Anthony Steffan has 30 years in the financial industry, since February 1996, across 5 adviser firms.
What exams has Anthony Steffan passed?
Anthony Steffan has passed 3 licensing exams: the Series 7, Series 63 and Series 31. The earliest, the Series 7, was passed in June 1998. FINRA credited Anthony Steffan with the SIE, which began in October 2018.
Where did Anthony Steffan work before Tigeroak Management?
Before Tigeroak Management, Anthony Steffan was registered through UBS Financial Services Inc., November 2008 to December 2017; Morgan Stanley & Co. Incorporated, April 2007 to November 2008; Morgan Stanley, July 1998 to April 2007.
Where is Anthony Steffan based?
Anthony Steffan’s registered office is in Franklin, TN.
Is Anthony Steffan registered with FINRA?
No. Anthony Steffan has no current broker registration.
Is Anthony Steffan a CFP?
Tigeroak Management lists Anthony Steffan with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Anthony Steffan’s record?
Search CRD 2404745 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Steffan’s full registration record.
