Tigeroak Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, and insurance. Financial planning was provided to 26–50 clients last fiscal year.
Tigeroak Management reports 285 clients. They include 169 individual clients, 96 high-net-worth individuals, and 20 pension and profit-sharing plans. Of its assets, 100.0% ($481M across 626 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $481M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 59% | 22% |
| High-net-worth individuals | 34% | 68% |
| Pension and profit-sharing plans | 7% | 10% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 169 | $104M | 21.5% | $612K |
| High-net-worth individuals | 96 | $329M | 68.4% | $3.43M |
| Pension and profit-sharing plans | 20 | $48.4M | 10.1% | $2.42M |
| Total | 285 | $481M | 100% | $1.69M |
- Clients
- 169
- Regulatory AUM
- $104M
- AUM share
- 21.5%
- Avg. per client
- $612K
- Clients
- 96
- Regulatory AUM
- $329M
- AUM share
- 68.4%
- Avg. per client
- $3.43M
- Clients
- 20
- Regulatory AUM
- $48.4M
- AUM share
- 10.1%
- Avg. per client
- $2.42M
Total
- Clients
- 285
- Regulatory AUM
- $481M
- AUM share
- 100%
- Avg. per client
- $1.69M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Tigeroak Management charges up to 1.75% a year for its Wealth Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement Plan Advisory Services
- Retirement plan advisory services are charged an asset-based fee that typically ranges up to 1.00% annually, negotiable depending on the size and complexity of the plan.
Pete Henderson owns 50% to 75% of Tigeroak Management. The leadership team of Tigeroak Management includes Chief Compliance Officer Joshalyn Baca. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- 2 soliciting firms
- Owns 50% to 75% of Tigeroak Management, LLC
Pete Henderson
Control person · since March 2024
- Owns 25% to 50% of Tigeroak Management, LLC
Anthony Steffan
Control person · since March 2024
Tigeroak Management’s regulatory assets grew Infinity× from $0 (May 2024) to $481M (February 2026); employees rose from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $481M | 285 | 5 | 5 |
| Jul 2025July 2025 | $398M | 201 | 5 | 5 |
| May 2024May 2024 | $0 | 0 | 4 | 2 |
Besides its headquarters, Tigeroak Management has 4 offices (3 private residences, listed without an address), with 2 listed addresses across 2 states.
California · 1 listed address
- 16133 Ventura BLVD., Encino
Tennessee · 1 listed address
- 25 Music Square East, Suite 200, NashvilleHQ
Contact and registration details
- Legal name
- Tigeroak Management, LLC
- Headquarters
- 25 Music Square East, Suite 200, Nashville, TN 37203
- Website
- hswealthpartners.com
- Phone
- 505-361-2223
- SEC file
- 801-129998
- Founded
- 2017
- Structure
- New Mexico LLC
- Fiscal year end
- December
Tigeroak Management’s named custodian for separately managed accounts is Folio Investments ($476M). Tigeroak Management has custody of $13.4M for 6 clients.
- Folio InvestmentsFolio Investments, Inc. · McLean, VA · $476M100%
At year end, Tigeroak Management’s separately managed accounts were mostly in stocks (71%) and bonds (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $356M across 139 positions; the largest are Nvidia Corporation (12.8%), Wisdomtree TR (7.8%) and Apple Inc. (7.7%).
What the accounts hold
- Stocks71%
- Funds4%
- Bonds19%
- State and local bonds12%
- U.S. government and agency bonds4%
- Investment grade corporate bonds3%
- Cash5%
- Other1%
- Derivatives1%
How many clients does Tigeroak Management have?
Tigeroak Management has 285 clients and manages $481 million for them, as of February 2026. They include 169 individual clients, 96 high-net-worth individuals, and 20 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 February 2026
What services does Tigeroak Management offer?
Tigeroak Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Tigeroak Management charge?
Tigeroak Management charges up to 1.75% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.
Source: HS WEALTH PARTNERS DISCLOSURE BROCHURE, filed 20 February 2026
Which custodians does Tigeroak Management use?
Tigeroak Management’s separately managed account assets are held at Folio Investments, Inc. (McLean, VA), with $476M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 February 2026
How many financial advisors does Tigeroak Management have?
Tigeroak Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tigeroak Management invest in?
At the end of its last fiscal year, Tigeroak Management’s separately managed accounts held 71% exchange-traded equities, 12% state and local bonds, 5% cash and equivalents, 4% U.S. government and agency bonds, 4% registered funds (mutual funds, ETFs, BDCs), 3% investment grade corporate bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Tigeroak Management?
Tigeroak Management’s direct owners are Pete Henderson (50% to 75%) and Anthony Steffan (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 February 2026
How does Tigeroak Management get paid?
Tigeroak Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Tigeroak Management?
Tigeroak Management’s main office is at 25 Music Square East, Suite 200, Nashville, TN 37203. Its phone number is 505-361-2223. Its website is hswealthpartners.com.
