Skip to content
Pete Henderson, portrait

Pete Henderson

Partner at Tigeroak Management in Albuquerque, NM

Investment adviser registrationUpdated

Pete Henderson is Partner of Tigeroak Management, LLC, an investment adviser managing $481M, and works from its Albuquerque, NM office. Pete Henderson has been registered as an investment adviser representative through Tigeroak Management since 9 May 2024, has 32 years in the industry across 5 firms and has passed 6 licensing exams.

32
Years in industry
2
Years at firm
5
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Pete Henderson has been Partner of Tigeroak Management since March 2024, is a control person of the firm and directly owns between 50% and 75% of it. Pete Henderson holds a Bachelor's Degree in General Management / Finance from the University of New Mexico.

Tigeroak Management, LLC is a Nashville, TN firm with $481M under management, 285 clients and 4 advisers across 5 offices, as of its February 2026 filing.

Pete Henderson is Partner of HS Wealth Partners, which has offices in Albuquerque, Los Angeles and Nashville. Henderson is a cofounder of the firm and has more than 30 years of experience. He takes an active role in clients' day-to-day wealth management, working to ensure their investments are aligned with their values and goals.

Pete Henderson’s longest registration was 12 years at Morgan Stanley (1994–2007). Before joining Tigeroak Management in 2024, Pete Henderson was registered through Cambridge Investment Research Advisors, Inc. and UBS Financial Services Inc.

  1. – present · 2 years
    Albuquerque, NM · Adviser representative · Firm CRD 330640
  2. Cambridge Investment Research Advisors, Inc.
    – · 6 years
    Albuquerque, NM · Adviser representative · Firm CRD 134139
  3. UBS Financial Services Inc.
    – · 9 years
    Albuquerque, NM · Adviser representative · Firm CRD 8174
  4. Morgan Stanley & Co. Incorporated
    – · 1 year
    Albuquerque, NM · Adviser representative · Firm CRD 8209
  5. Morgan Stanley
    – · 12 years
    Gallup, NM · Adviser representative · Firm CRD 7556

Credentials and registrations

Professional designations

Listed by Tigeroak Management

  • Certified Investment Management Analyst (CIMA)

Investment adviser representative registrations

Pete Henderson is registered as an investment adviser representative in 2 states. Each was approved in May 2024.

  • New MexicoSince 9 May 2024
  • TexasSince 9 May 2024

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6520 April 2001
Name
Uniform Investment Adviser Law Examination
Series 102 March 2001
Name
General Securities Sales Supervisor - General Module Examination
Series 929 November 2000
Name
General Securities Sales Supervisor - Options Module Examination
Series 3113 December 1993
Name
Futures Managed Funds Examination
Series 6324 November 1993
Name
Uniform Securities Agent State Law Examination
Series 715 November 1993
Name
General Securities Representative Examination

Key facts

Full name
Pete D Henderson
CRD
2301206
Firm
Tigeroak Management · CRD 330640
Role
Partner
Office
Albuquerque, NM
Registration
Investment adviser registration
In the industry since
November 1993
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Pete Henderson work?

Pete Henderson has been Partner of Tigeroak Management, LLC since March 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 February 2026

Is Pete Henderson a financial advisor?

Yes. Pete Henderson has a current investment-adviser registration in New Mexico and Texas, through Tigeroak Management since May 2024.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Pete Henderson have?

Pete Henderson has 32 years in the financial industry, since November 1993, across 5 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Pete Henderson passed?

Pete Henderson has passed 6 licensing exams: the Series 7, Series 63, Series 31, Series 9, Series 10 and Series 65. The earliest, the Series 7, was passed in November 1993. FINRA credited Pete Henderson with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Pete Henderson work before Tigeroak Management?

Before Tigeroak Management, Pete Henderson was registered through UBS Financial Services Inc., November 2008 to December 2017; Morgan Stanley & Co. Incorporated, April 2007 to November 2008; Morgan Stanley, April 1994 to April 2007.

Source: IAPD individual record, checked 22 October 2026

Where is Pete Henderson based?

Pete Henderson’s registered office is in Albuquerque, NM.

Source: IAPD individual record, checked 22 October 2026

Is Pete Henderson registered with FINRA?

No. Pete Henderson has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Pete Henderson’s record?

Search CRD 2301206 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Pete Henderson’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Tigeroak Management

Sources

  1. IAPD individual record, CRD 2301206, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Tigeroak Management, LLC, filed 20 February 2026. Title, control and ownership bands.
  3. Tigeroak Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.