Career
Michael Baker is President and Chief Executive Office (CEO) of United Planners' Financial Services of America A Limited Partner. Michael Baker is a control person of the firm and directly owns under 5% of it.
United Planners' Financial Services of America A Limited Partner is a Scottsdale, AZ firm with $12.8B under management, 30,369 clients and 546 advisers across 210 offices, as of its June 2026 filing.
United Planners identifies Michael A. Baker as its president, CEO and general partner.
No adviser firm registrations are on Michael Baker’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 6 August 2002 |
| Series 27 | Financial and Operations Principal Examination | 27 March 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 February 2002 |
| Series 7 | General Securities Representative Examination | 22 January 2002 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Michael A Baker
- CRD
- 4037933
- Firm bio
- unitedplanners.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Michael Baker work?
Michael Baker is President; Chief Executive Office (CEO) of United Planners' Financial Services of America A Limited Partner, and is a control person of the firm.
Does Michael Baker have a current investment-adviser registration?
Michael Baker has a current broker registration and no current investment-adviser registration.
What exams has Michael Baker passed?
Michael Baker has passed 5 licensing exams: the Series 7, Series 63, Series 27, Series 24 and Series 99TO. The earliest, the Series 7, was passed in January 2002. FINRA credited Michael Baker with the SIE, which began in October 2018.