Career
Chad Shindel has been Vice President, Chief Financial Officer (CFO) of United Planners' Financial Services of America A Limited Partner since August 2018. Chad Shindel is a control person of the firm and directly owns under 5% of it.
United Planners' Financial Services of America A Limited Partner is a Scottsdale, AZ firm with $12.8B under management, 30,369 clients and 546 advisers across 210 offices, as of its June 2026 filing.
United Planners’ company history states that Chad Shindel, its vice president and chief financial officer, joined the firm’s general partner ownership structure in 2020.
No adviser firm registrations are on Chad Shindel’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 14 August 2018 |
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Name
- Financial and Operations Principal Examination
Individual record
- Full name
- Chad Travis Shindel
- CRD
- 6232253
- Firm bio
- unitedplanners.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Chad Shindel work?
Chad Shindel has been Vice President, Chief Financial Officer (CFO) of United Planners' Financial Services of America A Limited Partner since August 2018, and is a control person of the firm.
Does Chad Shindel have a current investment-adviser registration?
Chad Shindel has a current broker registration and no current investment-adviser registration.
What exams has Chad Shindel passed?
Chad Shindel has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in August 2018.