Career
Megan Heaton has been Senior Supervisory Principal and Non-Member of Stratos Wealth Partners since May 2026. Megan Heaton is not listed as a control person, but directly owns under 5% of the firm.
Stratos Wealth Partners, LTD is a Beachwood, OH firm with $18.6B under management, 25,391 clients and 352 advisers across 171 offices, as of its October 2026 filing.
- Stratos Wealth Partners, LtdCurrent– present · under a year, · Adviser representative · Firm CRD 153184
- LPL Financial LLCAlso current– present · under a yearSuperlor Twp, MI · Adviser representative and broker · Firm CRD 6413
- Pnc Wealth Management– · 4 yearsYpsilanti, MI · Adviser representative · Firm CRD 129052
- LPL Financial LLC– · 3 yearsSuperior Twp., MI · Adviser representative · Firm CRD 6413
- Spc– · 3 yearsAnn Arbor, MI · Adviser representative · Firm CRD 110692
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Michigan | Approved | 22 June 2026 |
| Ohio | Approved | 22 June 2026 |
- Status
- Approved
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 4 | Registered Options Principal Examination | 22 July 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 November 2015 |
| Series 31 | Futures Managed Funds Examination | 12 August 2010 |
| Series 53 | Municipal Securities Principal Examination | 30 July 2010 |
| Series 24 | General Securities Principal Examination | 22 December 2008 |
| Series 7 | General Securities Representative Examination | 10 October 2008 |
- Name
- Municipal Securities Representative Examination
- Name
- Registered Options Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Megan Lynn Heaton
- CRD
- 5531597
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Megan Heaton work?
Megan Heaton has been Senior Supervisory Principal; Non-Member of Stratos Wealth Partners, LTD since May 2026.
Is Megan Heaton a financial advisor?
Yes. Megan Heaton has a current investment-adviser registration in Michigan and Ohio, through Stratos Wealth Partners since June 2026.
How many years of experience does Megan Heaton have?
Megan Heaton has 17 years in the financial industry, since November 2008, across 4 adviser firms.
What exams has Megan Heaton passed?
Megan Heaton has passed 7 licensing exams: the Series 7, Series 24, Series 53, Series 31, Series 66, Series 4 and Series 52TO. The earliest, the Series 7, was passed in October 2008. FINRA credited Megan Heaton with the SIE, which began in October 2018.
Where did Megan Heaton work before Stratos Wealth Partners?
Before Stratos Wealth Partners, Megan Heaton was registered through Pnc Wealth Management, April 2022 to May 2026; LPL Financial LLC, May 2019 to May 2022; Spc, November 2015 to May 2019.
Leadership at Stratos Wealth Partners
- Jeffrey ConcepcionChief Executive Officer, Manager
- Nancy AndrefskyChief Financial Officer, Non-Member
- Charis JonesChief Operating Officer, Non-Member
- Savanna SteedChief Compliance Officer, Non-Member
- David AlbinSupervisory Principal/Non-Member
- Marni AngusOffice of Supervision Jurisdiction; Non-Member
- Eric BeahnDirector of Advisory Compensation, Non-Member
- Douglas BurnsDirector, Non-Member
- Kathryn LouttitChief Risk Officer
- Jon PawlowskiDirector of Regulatory Compliance, Non-Member
- Ryan ThibaultInvestment Supervisory Principal/Non-Member