Role at Stratos Wealth Partners
- Title on Schedule A
- Chief Executive Officer, Manager
- Control
- Jeffrey Concepcion is a control person of Stratos Wealth Partners.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Jeffrey Concepcion has held the filed role since March 2021.
The firm
Form ADV filed 1 October 2026
Career on record
Jeffrey Concepcion has been registered through Stratos Wealth Partners since August 2010, and before that through Lincoln Financial Advisors Corporation.
- Passed Series 52TO · 2023
- Fundamentum, LLC– · 2 yearsBeachwood, OH · Adviser representative · Firm CRD 283850
- Passed SIE · 2018
- Passed Series 53 · 2016
- LPL Financial LLC– · 4 yearsBeachwood, OH · Adviser representative · Firm CRD 6413
- LPL Financial LLC– · under a yearBeachwood, OH · Adviser representative · Firm CRD 6413
- Stratos Wealth Partners, LtdCurrent– present · 16 yearsBeachwood, OH · Adviser representative · Firm CRD 153184
- LPL Financial Corporation– · 2 yearsBeachwood, OH · Adviser representative · Firm CRD 6413
- Lincoln Financial Advisors Corporation– · 9 yearsCleveland, OH · Adviser representative · Firm CRD 3978
- Passed Series 7 and Series 24 · 1997
- Passed Series 63 · 1994
- Passed Series 6 and Series 22 · 1989
Registrations and exams
Jeffrey Concepcion has a current investment-adviser registration in Louisiana, Massachusetts, Ohio and Texas and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Louisiana | Investment adviser representative | Approved | 25 February 2016 |
| Massachusetts | Investment adviser representative | Approved | 11 January 2017 |
| Ohio | Investment adviser representative | Approved | 13 August 2010 |
| Texas | Investment adviser representative | Approved, resident | 3 March 2016 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 26 January 1994 |
| Series 53 | Municipal Securities Principal Examination | 1 April 2016 |
| Series 24 | General Securities Principal Examination | 31 March 1997 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 17 March 1997 |
| Series 22 | Direct Participation Programs Representative Examination | 1 September 1989 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 May 1989 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Jeffrey Alan Concepcion
- CRD
- 1899367
- Registration status
- Investment adviser and broker registrations
- Office
- 3750 PARK EAST DR, STE 200, Beachwood, OH 44122
- Firm bio
- stratoswealthpartners.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Stratos lists Jeff Concepcion as its founder and CEO. Official firm biography
Common questions
Where does Jeffrey Concepcion work?
Jeffrey Concepcion has been Chief Executive Officer, Manager of Stratos Wealth Partners, LTD since March 2021, and is a control person of the firm.
Is Jeffrey Concepcion a financial advisor?
Yes. Jeffrey Concepcion has a current investment-adviser registration in Louisiana, Massachusetts, Ohio and Texas, through Stratos Wealth Partners since August 2010, as of 17 October 2026.
How many years of experience does Jeffrey Concepcion have?
Jeffrey Concepcion has worked in the financial industry for 37 years as of 17 October 2026, counted from 24 July 1989, across 4 adviser firms.
What exams has Jeffrey Concepcion passed?
Jeffrey Concepcion has passed 8 licensing exams: the Series 6, Series 22, Series 63, Series 7, Series 24, Series 53, SIE and Series 52TO. The earliest, the Series 6, was passed in May 1989.
Where did Jeffrey Concepcion work before Stratos Wealth Partners?
Before Stratos Wealth Partners, Jeffrey Concepcion was registered through Lincoln Financial Advisors Corporation, January 2000 to September 2008.
Where is Jeffrey Concepcion based?
Jeffrey Concepcion’s registered office is in Beachwood, OH.
Leadership at Stratos Wealth Partners
- Nancy AndrefskyChief Financial Officer, Non-Member
- Charis JonesChief Operating Officer, Non-Member
- Savanna SteedChief Compliance Officer, Non-Member
- David AlbinSupervisory Principal/Non-Member
- Marni AngusOffice of Supervision Jurisdiction; Non-Member
- Eric BeahnDirector of Advisory Compensation, Non-Member
- Douglas BurnsDirector, Non-Member
- Megan HeatonSenior Supervisory Principal; Non-Member
- Kathryn LouttitChief Risk Officer
- Jon PawlowskiDirector of Regulatory Compliance, Non-Member
- Ryan ThibaultInvestment Supervisory Principal/Non-Member