Role at Stratos Wealth Partners
- Title on Schedule A
- Director, Non-Member
- Control
- Douglas Burns is not a control person of Stratos Wealth Partners.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Douglas Burns has held the filed role since February 2022.
The firm
Form ADV filed 1 October 2026
Career on record
Douglas Burns has been registered through Stratos Wealth Partners since October 2021, and before that through Key Investment Services LLC and Mcdonald Investments Inc..
- Passed Series 52TO and Series 4 · 2023
- Stratos Wealth Partners, LtdCurrent– present · 5 yearsBeachwood, OH · Adviser representative · Firm CRD 153184
- LPL Financial LLCCurrent– present · 5 yearsAvon, OH · Adviser representative and broker · Firm CRD 6413
- Passed SIE · 2018
- Passed Series 53 · 2010
- Passed Series 24 · 2009
- Key Investment Services LLC– · 14 yearsBrooklyn, OH · Adviser representative · Firm CRD 136300
- Passed Series 9 · 2006
- Mcdonald Investments Inc.– · 2 yearsBrooklyn, OH · Adviser representative · Firm CRD 566
- Passed Series 7 and Series 66 · 2004
Registrations and exams
Douglas Burns has a current investment-adviser registration in Ohio and Texas and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Ohio | Investment adviser representative | Approved | 29 October 2021 |
| Texas | Investment adviser representative | Approved, resident | 29 October 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 October 2004 |
| Series 4 | Registered Options Principal Examination | 23 October 2023 |
| Series 53 | Municipal Securities Principal Examination | 15 October 2010 |
| Series 24 | General Securities Principal Examination | 27 February 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 25 January 2006 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 29 September 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Douglas Alan Burns
- CRD
- 4824998
- Registration status
- Investment adviser and broker registrations
- Office
- 3750 Park East Drive, Suite 200, Beachwood, OH 44122
- Firm bio
- stratoswealthpartners.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Stratos lists Doug Burns as director of vendor due diligence. Official firm biography
Common questions
Where does Douglas Burns work?
Douglas Burns has been Director, Non-Member of Stratos Wealth Partners, LTD since February 2022.
Is Douglas Burns a financial advisor?
Yes. Douglas Burns has a current investment-adviser registration in Ohio and Texas, through Stratos Wealth Partners since October 2021, as of 18 October 2026.
How many years of experience does Douglas Burns have?
Douglas Burns has worked in the financial industry for 21 years as of 18 October 2026, counted from 20 July 2005, across 4 adviser firms.
What exams has Douglas Burns passed?
Douglas Burns has passed 8 licensing exams: the Series 7, Series 66, Series 9, Series 24, Series 53, SIE, Series 52TO and Series 4. The earliest, the Series 7, was passed in September 2004.
Where did Douglas Burns work before Stratos Wealth Partners?
Before Stratos Wealth Partners, Douglas Burns was registered through Key Investment Services LLC, September 2007 to March 2021; Mcdonald Investments Inc., November 2004 to February 2007.
Where is Douglas Burns based?
Douglas Burns’ registered office is in Beachwood, OH.
Leadership at Stratos Wealth Partners
- Jeffrey ConcepcionChief Executive Officer, Manager
- Nancy AndrefskyChief Financial Officer, Non-Member
- Charis JonesChief Operating Officer, Non-Member
- Savanna SteedChief Compliance Officer, Non-Member
- David AlbinSupervisory Principal/Non-Member
- Marni AngusOffice of Supervision Jurisdiction; Non-Member
- Eric BeahnDirector of Advisory Compensation, Non-Member
- Megan HeatonSenior Supervisory Principal; Non-Member
- Kathryn LouttitChief Risk Officer
- Jon PawlowskiDirector of Regulatory Compliance, Non-Member
- Ryan ThibaultInvestment Supervisory Principal/Non-Member