Role at Loomis, Sayles & Company
- Title on Schedule A
- Director of General Partner
- Control
- Maurice Leger is a control person of Loomis, Sayles & Company.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Maurice Leger has held the filed role since February 2019.
The firm
Form ADV filed 1 July 2026
Career on record
- Passed Series 7TO · 2021
- Passed Series 3 and Series 24 · 2020
- Passed SIE · 2018
- Passed Series 63 · 2008
- Passed Series 6 · 2002
Registrations and exams
Broker registration; no current adviser registration. Maurice Leger has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 19 August 2008 |
| Series 24 | General Securities Principal Examination | 26 December 2020 |
| Series 7TO | General Securities Representative Examination | 13 January 2021 |
| Series 3 | National Commodity Futures Examination | 7 October 2020 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 October 2002 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Maurice Paul Leger
- CRD
- 4575004
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- loomissayles.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Loomis Sayles identifies Maurice Leger as head of global distribution and a member of the firm’s board. His prior roles include leading institutional investment services at Old Mutual Asset Management and product management at Columbia Management. He earned a B.A. from the College of the Holy Cross and an MBA from Harvard Business School. The firm biography lists him as a CFA charterholder. Official Loomis Sayles biography
Education
- B.A., College of the Holy CrossOfficial Loomis Sayles biography
- MBA, Harvard Business SchoolOfficial Loomis Sayles biography
Credentials and memberships
- The firm biography identifies him as a CFA charterholder.Official Loomis Sayles biography
Common questions
Where does Maurice Leger work?
Maurice Leger has been Director of General Partner of Loomis, Sayles & Company, L.P. since February 2019, and is a control person of the firm.
Does Maurice Leger have a current investment-adviser registration?
Maurice Leger has a current broker registration and no current investment-adviser registration, as of 18 October 2026.
What exams has Maurice Leger passed?
Maurice Leger has passed 6 licensing exams: the Series 6, Series 63, SIE, Series 3, Series 24 and Series 7TO. The earliest, the Series 6, was passed in October 2002.
Leadership at Loomis, Sayles & Company
- Kevin CharlestonPresident and Chief Executive Officer of Registrant, Director and Chairman of General Partner
- Susan SiekerDirector of General Partner and Chief Financial Officer of Registrant
- Donald RyanChief Compliance Officer of Registrant
- Pramila AgrawalDirector of General Partner
- Matthew EaganDirector of General Partner
- Daniel FussDirector of General Partner
- John GidmanDirector of General Partner
- David GiuntaDirector of General Partner
- Aziz HamzaogullariDirector of General Partner
- Richard RaczkowskiDirector of General Partner
- Rebecca RadfordChief Legal Officer of Registrant and Director of General Partner
- Philippe SetbonDirector of General Partner
- David WaldmanDirector of General Partner