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David Giunta

Director of General Partner at Loomis, Sayles & Company

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
8
Licensing exams

IAPD record retrieved 17 October 2026SEC record

David Giunta is Director of General Partner of Loomis, Sayles & Company, L.P., a Boston investment adviser managing $387B. David Giunta has a current broker registration and no current investment-adviser registration and has passed 8 licensing exams.

Role at Loomis, Sayles & Company

Title on Schedule A
Director of General Partner
Control
David Giunta is a control person of Loomis, Sayles & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Giunta has held the filed role since May 2017.

The firm

Loomis, Sayles & Company, L.P.
Boston, MA

Form ADV filed 1 July 2026

$387B AUM24,675 clients728 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 31 · 2015
  3. Passed Series 9 and Series 10 · 2004
  4. Passed Series 7 and Series 24 · 1995
  5. Passed Series 63 · 1994
  6. Passed Series 6 · 1993

Registrations and exams

Broker registration; no current adviser registration. David Giunta has passed 8 qualifying exams.

Examinations

Series 6314 March 1994
Name
Uniform Securities Agent State Law Examination
Series 1010 August 2004
Name
General Securities Sales Supervisor - General Module Examination
Series 926 July 2004
Name
General Securities Sales Supervisor - Options Module Examination
Series 243 July 1995
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 3124 August 2015
Name
Futures Managed Funds Examination
Series 719 May 1995
Name
General Securities Representative Examination
Series 61 February 1993
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
David Lawrence Giunta
CRD
2290469
Firm
Loomis, Sayles & Company, L.P.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Giunta work?

David Giunta has been Director of General Partner of Loomis, Sayles & Company, L.P. since May 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 July 2026

Does David Giunta have a current investment-adviser registration?

David Giunta has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has David Giunta passed?

David Giunta has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 9, Series 10, Series 31 and SIE. The earliest, the Series 6, was passed in February 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at Loomis, Sayles & Company

  • Kevin Charleston
    President and Chief Executive Officer of Registrant, Director and Chairman of General Partner
  • Susan Sieker
    Director of General Partner and Chief Financial Officer of Registrant
  • Donald Ryan
    Chief Compliance Officer of Registrant
  • Pramila Agrawal
    Director of General Partner
  • Matthew Eagan
    Director of General Partner
  • Daniel Fuss
    Director of General Partner
  • John Gidman
    Director of General Partner
  • Aziz Hamzaogullari
    Director of General Partner
  • Maurice Leger
    Director of General Partner
  • Richard Raczkowski
    Director of General Partner
  • Rebecca Radford
    Chief Legal Officer of Registrant and Director of General Partner
  • Philippe Setbon
    Director of General Partner
  • David Waldman
    Director of General Partner

Sources

  1. IAPD individual record, CRD 2290469. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Loomis, Sayles & Company, L.P., filed 1 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Giunta or Loomis, Sayles & Company, L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.