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David Waldman

Director of General Partner at Loomis, Sayles & Company

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

David Waldman is Director of General Partner of Loomis, Sayles & Company, L.P., a Boston investment adviser managing $387B. David Waldman has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 65 and SIE.

Role at Loomis, Sayles & Company

Title on Schedule A
Director of General Partner
Control
David Waldman is a control person of Loomis, Sayles & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Waldman has held the filed role since July 2015.

The firm

Loomis, Sayles & Company, L.P.
Boston, MA

Form ADV filed 1 July 2026

$387B AUM24,675 clients728 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 65 · 1995
  3. Passed Series 63 · 1991
  4. Passed Series 7 · 1987

Registrations and exams

Broker registration; no current adviser registration. David Waldman has passed 4 qualifying exams.

Examinations

Series 651 May 1995
Name
Uniform Investment Adviser Law Examination
Series 6326 August 1991
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 715 August 1987
Name
General Securities Representative Examination

Individual record

Full name
David Louis Waldman
CRD
1727460
Firm
Loomis, Sayles & Company, L.P.
Registration status
Broker registration; no current adviser registration
Firm bio
loomissayles.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Loomis Sayles identifies David Waldman as chief investment officer and includes him on its executive leadership team. Official firm biography/team page

Common questions

Where does David Waldman work?

David Waldman has been Director of General Partner of Loomis, Sayles & Company, L.P. since July 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 July 2026

Does David Waldman have a current investment-adviser registration?

David Waldman has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has David Waldman passed?

David Waldman has passed 4 licensing exams: the Series 7, Series 63, Series 65 and SIE. The earliest, the Series 7, was passed in August 1987.

Source: IAPD individual record, checked 17 October 2026

Leadership at Loomis, Sayles & Company

  • Kevin Charleston
    President and Chief Executive Officer of Registrant, Director and Chairman of General Partner
  • Susan Sieker
    Director of General Partner and Chief Financial Officer of Registrant
  • Donald Ryan
    Chief Compliance Officer of Registrant
  • Pramila Agrawal
    Director of General Partner
  • Matthew Eagan
    Director of General Partner
  • Daniel Fuss
    Director of General Partner
  • John Gidman
    Director of General Partner
  • David Giunta
    Director of General Partner
  • Aziz Hamzaogullari
    Director of General Partner
  • Maurice Leger
    Director of General Partner
  • Richard Raczkowski
    Director of General Partner
  • Rebecca Radford
    Chief Legal Officer of Registrant and Director of General Partner
  • Philippe Setbon
    Director of General Partner

Sources

  1. IAPD individual record, CRD 1727460. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Loomis, Sayles & Company, L.P., filed 1 July 2026. Title, control and ownership bands.
  3. Loomis, Sayles & Company team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Waldman or Loomis, Sayles & Company, L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.