Role at Loomis, Sayles & Company
- Title on Schedule A
- Chief Compliance Officer of Registrant
- Control
- Donald Ryan is not a control person of Loomis, Sayles & Company.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Donald Ryan has held the filed role since February 2002.
The firm
Form ADV filed 1 July 2026
Career on record
- Passed Series 99TO · 2023
- Passed SIE · 2018
- Passed Series 24 · 1996
- Passed Series 65, Series 7 and Series 63 · 1991
Registrations and exams
Broker registration; no current adviser registration. Donald Ryan has passed 6 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 7 November 1991 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 June 1991 |
| Series 24 | General Securities Principal Examination | 5 March 1996 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 29 October 1991 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Donald Patrick Ryan
- CRD
- 1444035
- Registration status
- Broker registration; no current adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Donald Ryan work?
Donald Ryan has been Chief Compliance Officer of Registrant of Loomis, Sayles & Company, L.P. since February 2002.
Does Donald Ryan have a current investment-adviser registration?
Donald Ryan has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Donald Ryan passed?
Donald Ryan has passed 6 licensing exams: the Series 65, Series 7, Series 63, Series 24, SIE and Series 99TO. The earliest, the Series 65, was passed in June 1991.
Leadership at Loomis, Sayles & Company
- Kevin CharlestonPresident and Chief Executive Officer of Registrant, Director and Chairman of General Partner
- Susan SiekerDirector of General Partner and Chief Financial Officer of Registrant
- Pramila AgrawalDirector of General Partner
- Matthew EaganDirector of General Partner
- Daniel FussDirector of General Partner
- John GidmanDirector of General Partner
- David GiuntaDirector of General Partner
- Aziz HamzaogullariDirector of General Partner
- Maurice LegerDirector of General Partner
- Richard RaczkowskiDirector of General Partner
- Rebecca RadfordChief Legal Officer of Registrant and Director of General Partner
- Philippe SetbonDirector of General Partner
- David WaldmanDirector of General Partner