Mark Philip Fisher: General Counsel at Stifel, Nicolaus & Company

Career

Mark Philip Fisher has been General Counsel, Secretary of Stifel, Nicolaus & Company since June 2014. Mark Philip Fisher is not listed as a control person, but directly owns under 5% of the firm. Mark Philip Fisher holds an A.B. from Stanford University, a Ph.D. in Economics from the University of Chicago and a J.D. from Harvard Law School.

Stifel, Nicolaus & Company, Incorporated is a St Louis, MO firm with $198B under management, 236,191 clients and 3,079 advisers across 518 offices, as of its September 2026 filing.

Mark P. Fisher is general counsel of Stifel Financial Corp., responsible for legal, compliance and internal audit. Stifel’s bio says Mark P. Fisher joined in 2010 from Thomas Weisel Partners, where he was General Counsel and Corporate Secretary, after earlier work at Sullivan & Cromwell.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Mark Philip Fisher is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name: Mark Philip Fisher
CRD: 4970942
Record basis: Form ADV officer listing
Firm bio: stifel.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Mark Philip Fisher work?

Mark Philip Fisher has been General Counsel, Secretary of Stifel, Nicolaus & Company, Incorporated since June 2014.

Source: Form ADV, Schedule A, filed 15 September 2026

Mark Philip Fisher

Career

Credentials and registrations

Officer record

Common questions

Leadership at Stifel, Nicolaus & Company

Sources