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Gina Hyde

Chief Compliance Officer - Capital Markets at Stifel, Nicolaus & Company

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Gina Hyde is Chief Compliance Officer - Capital Markets of Stifel, Nicolaus & Company, Incorporated, a ST Louis investment adviser managing $198B. Gina Hyde has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Stifel, Nicolaus & Company

Title on Schedule A
Chief Compliance Officer - Capital Markets
Control
Gina Hyde is not a control person of Stifel, Nicolaus & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Gina Hyde has held the filed role since August 2016.

The firm

Stifel, Nicolaus & Company, Incorporated
ST Louis, MO

Form ADV filed 15 September 2026

$198B AUM236,191 clients3,079 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 87 · 2011
  4. Passed Series 24 · 2010
  5. Passed Series 63 and Series 7 · 2000

Registrations and exams

Broker registration; no current adviser registration. Gina Hyde has passed 6 qualifying exams.

Examinations

Series 6314 March 2000
Name
Uniform Securities Agent State Law Examination
Series 2415 February 2010
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 877 April 2011
Name
Research Analyst Exam - Part II Regulations Module
Series 727 May 2000
Name
General Securities Representative Examination

Individual record

Full name
Gina Elizabeth Hyde
CRD
2812751
Firm
Stifel, Nicolaus & Company, Incorporated
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Gina Hyde work?

Gina Hyde has been Chief Compliance Officer - Capital Markets of Stifel, Nicolaus & Company, Incorporated since August 2016.

Source: Form ADV, Schedule A, filed 15 September 2026

Does Gina Hyde have a current investment-adviser registration?

Gina Hyde has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Gina Hyde passed?

Gina Hyde has passed 6 licensing exams: the Series 63, Series 7, Series 24, Series 87, SIE and Series 79TO. The earliest, the Series 63, was passed in March 2000.

Source: IAPD individual record, checked 17 October 2026

Leadership at Stifel, Nicolaus & Company

Sources

  1. IAPD individual record, CRD 2812751. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stifel, Nicolaus & Company, Incorporated, filed 15 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Gina Hyde or Stifel, Nicolaus & Company, Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.