Career
Geoffrey Bright has been Chief Compliance Officer - Private Client Group of Stifel, Nicolaus & Company since February 2024. Geoffrey Bright is not listed as a control person, but directly owns under 5% of the firm.
Stifel, Nicolaus & Company, Incorporated is a St Louis, MO firm with $198B under management, 236,191 clients and 3,079 advisers across 518 offices, as of its September 2026 filing.
- Stifel Independent Advisors, LLCAlso current– present · 17 yearsSt Louis, MO · Adviser representative · Firm CRD 28218
- – present · 21 yearsSt. Louis, MO · Adviser representative · Firm CRD 793
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Missouri | Approved | 29 June 2005 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 23 | General Securities Principal Sales Supervisor | 28 October 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 16 May 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 29 November 2008 |
| Series 66 | Uniform Combined State Law Examination | 27 June 2005 |
| Series 7 | General Securities Representative Examination | 28 March 2005 |
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- General Securities Principal Sales Supervisor
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Geoffrey Clyde Bright
- CRD
- 4696103
- Office
- 501 N. BROADWAY, St. Louis, MO 63102
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Geoffrey Bright work?
Geoffrey Bright has been Chief Compliance Officer - Private Client Group of Stifel, Nicolaus & Company, Incorporated since February 2024.
Is Geoffrey Bright a financial advisor?
Yes. Geoffrey Bright has a current investment-adviser registration in Missouri, through Stifel, Nicolaus & Company since June 2005.
How many years of experience does Geoffrey Bright have?
Geoffrey Bright has 21 years in the financial industry, since March 2005, across 2 adviser firms.
What exams has Geoffrey Bright passed?
Geoffrey Bright has passed 7 licensing exams: the Series 7, Series 66, Series 9, Series 10, Series 23, Series 24 and Series 52TO. The earliest, the Series 7, was passed in March 2005. FINRA credited Geoffrey Bright with the SIE, which began in October 2018.
Where is Geoffrey Bright based?
Geoffrey Bright’s registered office is in St. Louis, MO.
Leadership at Stifel, Nicolaus & Company
Ronald KruszewskiPresident, Chief Executive Office & Chairman of the Board- David SlineySenior Vice President & Director
James ZemlyakExecutive Vice President & Director- Paul AydChief Compliance Officer - Capital Markets
- Gina HydeChief Compliance Officer - Capital Markets
- Patrick BrooksROSFP - Capital Markets
- Charles DodsonCCO Advisory Services
- Mark Philip FisherGeneral Counsel, Secretary
- Angela JansenPrincipal Operations Officer
- Adam MelingerROSFP - PCG
- Charles RaymondCo-Head Global Institutional Equities & Advisory
- Frederick SchrickPrincipal Financial Officer