Niva WealthLet’s talk

Charles Dodson

CCO Advisory Services at Stifel, Nicolaus & Company

Investment adviser and broker registrationsSt Louis, MOSEC record checked 17 October 2026

37
Years in the industry
4
Years at the firm
4
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Charles Dodson is CCO Advisory Services of Stifel, Nicolaus & Company, Incorporated, a ST Louis investment adviser managing $198B. Charles Dodson has been registered through Stifel, Nicolaus & Company since 13 January 2022, has 37 years in the industry across 4 firms and has passed 14 licensing exams.

Role at Stifel, Nicolaus & Company

Title on Schedule A
CCO Advisory Services
Control
Charles Dodson is not a control person of Stifel, Nicolaus & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Charles Dodson has held the filed role since January 2022.

The firm

Stifel, Nicolaus & Company, Incorporated
ST Louis, MO

Form ADV filed 15 September 2026

$198B AUM236,191 clients3,079 advisers26 offices

Career on record

Charles Dodson has been registered through Stifel, Nicolaus & Company since January 2022, and before that through Jag Capital Management LLC and Jag Advisors.

Firms and exams, newest first
  1. Passed Series 10 and Series 9 · 2025
  2. Passed Series 14, Series 99TO, Series 57TO and Series 52TO · 2023
  3. Stifel, Nicolaus & Company, IncorporatedCurrent
    – present · 5 years
    St Louis, MO · Adviser representative · Firm CRD 793
  4. Stifel Independent Advisors, LLCCurrent
    – present · 5 years
    St Louis, MO · Adviser representative · Firm CRD 28218
  5. Passed SIE · 2018
  6. Jag Capital Management LLC
    – · 8 years
    St. Louis, MO · Adviser representative · Firm CRD 159227
  7. Jag Advisors
    – · 3 years
    St. Louis, MO · Adviser representative · Firm CRD 22011
  8. Passed Series 65 · 2008
  9. Passed Series 55 · 1999
  10. Passed Series 4 and Series 53 · 1997
  11. Passed Series 24 · 1996
  12. Passed Series 7 and Series 63 · 1987

Registrations and exams

Charles Dodson has a current investment-adviser registration in Missouri and has passed 14 qualifying exams.

Missouri13 January 2022
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6514 March 2008
Name
Uniform Investment Adviser Law Examination
Series 631 October 1987
Name
Uniform Securities Agent State Law Examination
Series 1014 October 2025
Name
General Securities Sales Supervisor - General Module Examination
Series 914 October 2025
Name
General Securities Sales Supervisor - Options Module Examination
Series 142 January 2023
Name
Compliance Officer Examination
Series 5323 December 1997
Name
Municipal Securities Principal Examination
Series 46 October 1997
Name
Registered Options Principal Examination
Series 248 October 1996
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5513 October 1999
Name
Limited Representative-Equity Trader Exam
Series 719 September 1987
Name
General Securities Representative Examination

Individual record

Full name
Charles Edward Dodson
CRD
1744430
Firm
Stifel, Nicolaus & Company, Incorporated
Registration status
Investment adviser and broker registrations
Office
501 N BROADWAY, St Louis, MO 63102

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Charles Dodson work?

Charles Dodson has been CCO Advisory Services of Stifel, Nicolaus & Company, Incorporated since January 2022.

Source: Form ADV, Schedule A, filed 15 September 2026

Is Charles Dodson a financial advisor?

Yes. Charles Dodson has a current investment-adviser registration in Missouri, through Stifel, Nicolaus & Company since January 2022, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Charles Dodson have?

Charles Dodson has worked in the financial industry for 37 years as of 17 October 2026, counted from 20 April 1989, across 4 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Charles Dodson passed?

Charles Dodson has passed 14 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 53, Series 55, Series 65, SIE, Series 14, Series 99TO, Series 57TO, Series 52TO, Series 10 and Series 9. The earliest, the Series 7, was passed in September 1987.

Source: IAPD individual record, checked 17 October 2026

Where did Charles Dodson work before Stifel, Nicolaus & Company?

Before Stifel, Nicolaus & Company, Charles Dodson was registered through Jag Capital Management LLC, March 2013 to January 2021; Jag Advisors, February 2010 to May 2013.

Source: IAPD individual record, checked 17 October 2026

Where is Charles Dodson based?

Charles Dodson’s registered office is in St Louis, MO.

Source: IAPD individual record, checked 17 October 2026

Leadership at Stifel, Nicolaus & Company

Sources

  1. IAPD individual record, CRD 1744430. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stifel, Nicolaus & Company, Incorporated, filed 15 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Charles Dodson or Stifel, Nicolaus & Company, Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.